Eric H. Zielinski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Henry Zielinski was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 2002. Eric had worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 17, 2005 - December 19, 2022
AVANTAX ADVISORY SERVICES
June 1, 2005 - December 19, 2022
AVANTAX INVESTMENT SERVICES, INC.
February 23, 2005 - May 27, 2005
WESTPORT RESOURCES MANAGEMENT INC
January 2, 2004 - May 27, 2005
SMH CAPITAL INVESTMENTS LLC
January 31, 2003 - February 18, 2004
AVANTAX ADVISORY SERVICES
October 22, 2002 - January 30, 2004
AVANTAX INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AVANTAX ADVISORY SERVICES
CRD#: 104556 / SEC#: 801-29892
Contact information
Regulatory assets under management
| Total Number of Accounts | 140,306 |
| AUM (Assets Under Management) | $ 46,109,939,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
