Millard D. Roberts

HARVEST INVESTMENT ADVISORS

Tallahassee, FL

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CRD#: 4554816

Professional summary

Millard David Roberts, CFA is a registered financial advisor currently at HARVEST INVESTMENT ADVISORS, LLC located in Tallahassee, Florida.

Millard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Millard has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Millard David Roberts's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

February 29, 2024 - Present

HARVEST INVESTMENT ADVISORS, LLC

RIA

CRD#: 136693

Tallahassee, FL

Past

May 18, 2004 - December 31, 2023

HARVEST INVESTMENT ADVISORS, LLC

RIA

CRD#: 136693

Tallahassee, FL

Past

August 3, 2000 - June 9, 2004

NORTHERN TRUST INVESTMENTS, INCORPORATED

RIA

CRD#: 105780

WEST PALM BEACH, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HARVEST INVESTMENT ADVISORS, LLC

CRD#: 136693 / SEC#: 801-121340

RIA

Registered Investment Advisory firm - (6/2/2021 Approved)

Florida

Registered Investment Advisory firm - (6/30/2021 Terminated)

Georgia

Registered Investment Advisory firm - (7/15/2021 Terminated)

Texas

Registered Investment Advisory firm - (6/30/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(4/15/2024)

IAR

Georgia
(4/5/2024)

IAR

Texas
(2/29/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

HARVEST INVESTMENT ADVISORS, LLC

CRD#: 136693 / SEC#: 801-121340

RIA

Registered Investment Advisory firm - (6/2/2021 Approved)

Florida

Registered Investment Advisory firm - (6/30/2021 Terminated)

Georgia

Registered Investment Advisory firm - (7/15/2021 Terminated)

Texas

Registered Investment Advisory firm - (6/30/2021 Terminated)

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Contact information

Main Address

Tallahassee, FL

Mailing Address

Phone number

(850) 893-4414

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 3 - FORM CRS (3/11/2025)

ADV PART 2A (3/11/2025)

Regulatory assets under management

Total Number of Accounts	276
AUM (Assets Under Management)	$ 162,543,300

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Millard D. Roberts

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Millard David Roberts's CRS (Customer Relationship Summary).

Certified licenses

Experience

HARVEST INVESTMENT ADVISORS, LLC

HARVEST INVESTMENT ADVISORS, LLC

NORTHERN TRUST INVESTMENTS, INCORPORATED

Primary Firm SEC Registration

HARVEST INVESTMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Current Firm

HARVEST INVESTMENT ADVISORS, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HARVEST INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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