Andrew Tracy Giovinazzi
Professional Summary
Andrew Tracy Giovinazzi is a registered financial advisor currently at CYCLOPS ADVISORY SERVICES, LLC located in West Bath, Maine. Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Andrew has worked at 5 firms and has passed the Series 65, Series 63, Series 55, Series 7, Series 44, Series 24 and Series 4 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
CYCLOPS ADVISORY SERVICES, LLC
Contact Information
Main Address
West Bath, MEPhone Number
(415) 516-6073# of Employees
1Documents
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(8/13/2014)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Nov 2002Series 44 — PCX Market Maker Exam
Passed Oct 1997Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Andrew Tracy Giovinazzi's CRS (Customer Relationship Summary).
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