Robert B. Walsh
LIGHTHOUSE FINANCIAL ADVISORS
Red Bank, NJ 07701
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CRD#: 4554605
Professional summary
Robert Barry Walsh, CFP® is a registered financial advisor currently at LIGHTHOUSE FINANCIAL ADVISORS, INC. located in Red Bank, New Jersey.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Robert has worked at 1 firm .
Biography
If you are seeking a team of dedicated professionals with expertise, objectivity and attention to detail, Lighthouse Financial Advisors can help you.We build personal relationships with our clients in order to provide optimal solutions and guide you through the complex financial strategies,tax issues, and decisions associated with managing your wealth.
We want to liberate you from the complexity of finances so you can live prosperously and enjoy the journey.
Question & Answer
What are your service offerings?
Estate Planning
Insurance Planning
Investment Planning
Comprehensive Financial Planni...
Employee and Employer Plan Ben...
Retirement Planning
Tax Planning
Do you have an area of expertise or specialization?
Business Owners
Corporate Executives
Estate & Generational Planning...
Fixed Fee (Subscription, Retai...
High Net Worth Client Needs
Investment Advice with Ongoing...
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Barry Walsh's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1998
Experience
Current
January 22, 2021 - Present
LIGHTHOUSE FINANCIAL ADVISORS, INC.
Office #1: 3 Harding Road, Suite B, Red Bank, NJ 07701RIA
CRD#: 121496
Red Bank, NJ
Past
June 24, 2002 - December 31, 2020
LIGHTHOUSE FINANCIAL ADVISORS, INC.
RIA
CRD#: 121496
RED BANK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LIGHTHOUSE FINANCIAL ADVISORS, INC.
LIGHTHOUSE FINANCIAL ADVISORS, INC.
CRD#: 121496 / SEC#: 801-78290
RIA
Registered Investment Advisory firm - (7/5/2013 Approved)New Jersey
Registered Investment Advisory firm - (7/12/2013 Terminated)New York
Registered Investment Advisory firm - (7/9/2013 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(1/22/2021)
IAR
Texas(11/7/2022)
Exams
Current Firm
LIGHTHOUSE FINANCIAL ADVISORS, INC.
LIGHTHOUSE FINANCIAL ADVISORS, INC.
CRD#: 121496 / SEC#: 801-78290
RIA
Registered Investment Advisory firm - (7/5/2013 Approved)New Jersey
Registered Investment Advisory firm - (7/12/2013 Terminated)New York
Registered Investment Advisory firm - (7/9/2013 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3 Harding Road, Suite B, Red Bank, NJ 07701
Mailing Address
Phone number
(732) 747-6680
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,016 |
| AUM (Assets Under Management) | $ 869,173,414 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/27/2025 | ||
| 01/07/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
