Michael L. Grabenstein

SC&H CAPITAL

COLUMBIA, MD 21044

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CRD#: 4554414

Professional summary

Michael Lawrence Grabenstein, who also goes by Michael Lawrence Grabenstein, Michael Lawrence Grabenstein Mr, Michael Grabenstein, is a registered financial professional currently at SC&H CAPITAL CORPORATION located in Columbia, Maryland.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2003. Michael has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 79 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Michael Lawrence Grabenstein | Michael Lawrence Grabenstein Mr | Michael Grabenstein

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Lawrence Grabenstein's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 10, 2025 - Present

SC&H CAPITAL CORPORATION

Office #1: 11000 Broken Land Parkway, Columbia, MD 21044

CRD#: 148291

COLUMBIA, MD

Past

May 9, 2024 - August 22, 2024

ROBERTS & RYAN, INC.

CRD#: 19456

NEW YORK, NY

Past

December 20, 2021 - August 29, 2023

DORSET PEAK SECURITIES LLC

CRD#: 312209

NEW YORK, NY

Past

September 6, 2016 - April 11, 2018

HEIGHT ANALYTICS, LLC

RIA

CRD#: 149162

WASHINGTON, DC

Past

August 21, 2015 - April 15, 2021

HEIGHT CAPITAL MARKETS

CRD#: 150659

WASHINGTON, DC

Past

September 4, 2012 - April 15, 2013

SOFI SECURITIES LLC

CRD#: 151717

ARLINGTON, VA

Past

August 8, 2011 - August 2, 2012

B. RILEY WEALTH MANAGEMENT

CRD#: 2543

BALTIMORE, MD

Past

February 2, 2007 - August 4, 2011

SIGNAL HILL CAPITAL GROUP LLC

CRD#: 122782

BALTIMORE, MD

Past

March 5, 2003 - January 26, 2007

B. RILEY SECURITIES, INC.

CRD#: 25027

ARLINGTON, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Maryland
(2/10/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 9/28/2015

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/4/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 1/12/2018

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7

Date: 8/21/2015

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

SC&H CAPITAL CORPORATION

DOING BUSINESS AS "SC&H CAPITAL" | STOUT CAUSEY CAPITAL CORPORATION | SC&H CAPITAL CORPORATION

CRD#: 148291 / SEC#: , 8-68003

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

11000 Broken Land Parkway, Columbia, MD 21044

Mailing Address

11000 Broken Land Parkway, Columbia, MD 21044

Phone number

(410) 988-1359

Established

Maryland since 10/25/2004

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (6 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
SC&H GROUP, INC.	OWNER
HOPKINS, THOMAS JOHN	FINOP/CFO	1835087
ROBERSON, MATTHEW ROSS	PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER	5590099

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael L. Grabenstein

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Lawrence Grabenstein's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROBERTS & RYAN, INC.

DORSET PEAK SECURITIES LLC

HEIGHT ANALYTICS, LLC

HEIGHT CAPITAL MARKETS

SOFI SECURITIES LLC

B. RILEY WEALTH MANAGEMENT

SIGNAL HILL CAPITAL GROUP LLC

B. RILEY SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/28/2015

Series 63

Date: 4/4/2003

SIE

Date: 10/1/2018

Series 79

Date: 1/12/2018

Series 7

Date: 8/21/2015

FINRA

Current Firm

SC&H CAPITAL CORPORATION

Contact information

FINRA licenses (6 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

SC&H CAPITAL CORPORATION

TRUST BUT VERIFY

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