Dennis R. Stancoven

SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC

Myrtle Beach, SC 29572

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CRD#: 4554401

Professional summary

Dennis R Stancoven, who also goes by Dennis Rudy Stancoven, Dennis R. Stancoven, is a registered financial advisor currently at SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC located in Myrtle Beach, South Carolina.

Dennis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Dennis has worked at 3 firms and has passed the Series 66, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dennis Rudy Stancoven | Dennis R. Stancoven

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Jade Security, Inc., not investment related, Myrtle Beach, SC, Provides security guard and patrol services, President, Start Date 06/2004, approximately 20 hours per month devoted to this business with 8 hours during securities trading hours 2) Dennis R. Stancoven, Inc., not investment related, Myrtle Beach, SC, Operating Company, President, Start Date 10/2012, approximately 0 hours/month devoted to this business

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis R Stancoven's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 20, 2024 - Present

SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC

Office #1: 10838 Kings Road, Myrtle Beach, SC 29572

RIA

CRD#: 288623

Myrtle Beach, SC

Past

May 2, 2007 - October 21, 2025

BCM WEALTH MANAGEMENT

RIA

CRD#: 122434

Myrtle Beach, SC

Past

April 26, 2004 - December 31, 2005

BCM WEALTH MANAGEMENT

RIA

CRD#: 122434

NEWARK, DE

Past

August 27, 2002 - April 27, 2004

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC

CRD#: 288623 / SEC#: 801-112009

RIA

Registered Investment Advisory firm - (11/14/2017 Approved)

Ohio

Registered Investment Advisory firm - (10/12/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(9/20/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/21/2002

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 10/29/2002

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 7/29/2002

General Securities Representative Examination

Current Firm

SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC

CRD#: 288623 / SEC#: 801-112009

RIA

Registered Investment Advisory firm - (11/14/2017 Approved)

Ohio

Registered Investment Advisory firm - (10/12/2021 Terminated)

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Contact information

Main Address

111 Congressional Blvd., Suite 100, Carmel, IN 46032

Mailing Address

Phone number

(317) 975-5033

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC ADV PART 2A (2/18/2025)

SHEPHERD FINANCIAL INVESTMENT ADVISORY WRAP BROCHURE (2/18/2025)

SHEPHERD FINANCIAL ADVISORY PLAN PARTICIPANT BROCHURE (2/18/2025)

Regulatory assets under management

Total Number of Accounts	2,231
AUM (Assets Under Management)	$ 4,946,760,100

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Dennis R. Stancoven

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis R Stancoven's CRS (Customer Relationship Summary).

Certified licenses

Experience

SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC

BCM WEALTH MANAGEMENT

BCM WEALTH MANAGEMENT

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/21/2002

Series 31

Date: 10/29/2002

Series 7

Date: 7/29/2002

Current Firm

SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC

TRUST BUT VERIFY

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