Shimon I. Steinmetz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shimon Isaac Steinmetz was a registered financial professional .
Shimon is a previously registered financial professional and started their career in finance in 2002. Shimon had worked at 5 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 28, 2017 - December 15, 2017
LMV CAPITAL CORP.
January 28, 2016 - April 29, 2016
MONARCH CAPITAL GROUP, LLC
July 1, 2011 - February 29, 2012
CANTOR FITZGERALD & CO.
July 31, 2003 - August 5, 2004
GOLDMAN SACHS & CO. LLC
September 4, 2002 - July 7, 2003
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LMV CAPITAL CORP.
CRD#: 148745 / SEC#: , 8-68061
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
