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Shimon I. Steinmetz

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CRD#: 4554280
SS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Shimon Isaac Steinmetz was a registered financial professional .

Shimon is a previously registered financial professional and started their career in finance in 2002. Shimon had worked at 5 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 28, 2017 - December 15, 2017

LMV CAPITAL CORP.

BD
CRD#: 148745
NEW YORK, NY
Past

January 28, 2016 - April 29, 2016

MONARCH CAPITAL GROUP, LLC

BD
CRD#: 47815
NEW YORK, NY
Past

July 1, 2011 - February 29, 2012

CANTOR FITZGERALD & CO.

BD
CRD#: 134
LOS ANGELES, CA
Past

July 31, 2003 - August 5, 2004

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY
Past

September 4, 2002 - July 7, 2003

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 12/23/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 12/15/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 1/28/2016
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 9/3/2002
General Securities Representative Examination

Current Firm

LC
LMV CAPITAL CORP.
LMV CAPITAL CORP.

CRD#: 148745 / SEC#: , 8-68061

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1460 Broadway Suite 4024, New York, NY 10036
Mailing Address
1460 Broadway Suite 4024, New York, NY 10036
Phone number
(212) 268-8500
Established
Delaware since 09/18/2008
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
LMV CAPITAL HOLDINGS CORP.OWNER
BURNAT, ROBERT MARKCHIEF FINANCIAL OFFICER, FINANCIAL AND OPERATIONS PRINCIPAL1262266
KLEIN, REFAEL MOSHEDIR.
KLEIN, ZEEV NOAMPRES. DIRECTOR, GSP, DIR. OF COMPLIANCE AND AML, CCO (09/2010)3232439

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LMV CAPITAL CORP.

CRD#: 148745

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