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Douglas Gowski

QUASAR DISTRIBUTORS
Portland, ME
·CRD# 4554262·23 years experience

Professional Summary

Douglas Gowski, who also goes by Douglas Paul Gowski, Dougalas Gowski, is a registered financial advisor currently at QUASAR DISTRIBUTORS, LLC located in Portland, Maine. Douglas is registered as a RR (Registered Representative) and started their career in finance in 2003. Douglas has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Douglas Paul Gowski, Dougalas Gowski

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

QUASAR DISTRIBUTORS, LLC·CRD# 103848
BD
190 Middle Street Suite 301, Portland, ME 04101
December 1, 2023 - Present
WEALTHFORGE SECURITIES, LLC·CRD# 152550
BD
Richmond, VA
March 15, 2021 - March 23, 2023
NUVEEN ASSET MANAGEMENT, LLC·CRD# 155584
RIA
Chicago, IL
April 2, 2013 - March 2, 2021
NUVEEN SECURITIES, LLC·CRD# 469
BD
Chicago, IL
March 12, 2013 - March 2, 2021
GUGGENHEIM DISTRIBUTORS, LLC·CRD# 40805
BD
Lisle, IL
January 19, 2011 - March 6, 2013
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
New York, NY
November 12, 2003 - February 13, 2009

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Current Firm

QD
QUASAR DISTRIBUTORS, LLC

QUASAR DISTRIBUTORS, LLC

CRD#: 103848 / SEC#: 8-52323
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone Number

(866) 251-6920

Established

Delaware since 01/21/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCSOLE MEMBER—
COWAN, TERESA MARIA KAZMIERSKIPRESIDENT/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENEVICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(1/2/2025)
RR
Alaska
(1/2/2025)
RR
Arizona
(1/2/2025)
RR
Arkansas
(1/2/2025)
RR
California
(1/2/2025)
RR
Colorado
(1/2/2025)
RR
Connecticut
(1/2/2025)
RR
Delaware
(1/2/2025)
RR
District of Columbia
(1/2/2025)
RR
Florida
(1/2/2025)
RR
Georgia
(1/2/2025)
RR
Hawaii
(1/2/2025)
RR
Idaho
(1/2/2025)
RR
Illinois
(12/1/2023)
RR
Indiana
(1/2/2025)
RR
Iowa
(1/2/2025)
RR
Kansas
(1/2/2025)
RR
Kentucky
(1/2/2025)
RR
Louisiana
(1/2/2025)
RR
Maine
(1/2/2025)
RR
Maryland
(1/2/2025)
RR
Massachusetts
(1/2/2025)
RR
Michigan
(1/2/2025)
RR
Minnesota
(1/2/2025)
RR
Mississippi
(1/2/2025)
RR
Missouri
(1/2/2025)
RR
Montana
(1/2/2025)
RR
Nebraska
(1/2/2025)
RR
Nevada
(1/2/2025)
RR
New Hampshire
(1/2/2025)
RR
New Jersey
(1/2/2025)
RR
New Mexico
(1/2/2025)
RR
New York
(1/2/2025)
RR
North Carolina
(1/2/2025)
RR
North Dakota
(1/2/2025)
RR
Ohio
(1/7/2025)
RR
Oklahoma
(1/2/2025)
RR
Oregon
(1/2/2025)
RR
Pennsylvania
(1/2/2025)
RR
Rhode Island
(1/2/2025)
RR
South Carolina
(1/2/2025)
RR
South Dakota
(1/2/2025)
RR
Tennessee
(1/2/2025)
RR
Texas
(1/2/2025)
RR
Utah
(1/2/2025)
RR
Vermont
(1/2/2025)
RR
Virginia
(1/2/2025)
RR
Washington
(1/2/2025)
RR
West Virginia
(1/2/2025)
RR
Wisconsin
(1/2/2025)
RR
Wyoming
(1/2/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 2013About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2004About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2003About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Douglas Gowski's CRS (Customer Relationship Summary).

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