JC
John R. Cavalieri
BLACKROCK INVESTMENT MANAGEMENT
New York, NY 10001
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CRD#: 4554145
JC
Professional summary
John Robert Cavalieri is a registered financial advisor currently at BLACKROCK INVESTMENT MANAGEMENT, LLC located in New York, New York and BLACKROCK INVESTMENTS, LLC located in New York, New York.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. John has worked at 4 firms and has passed the Series 66, SIE, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) -- DSHB Equity Group; Property manager / Owner; I am a part of an investor group that acquired some land and is in the process of developing a small residential real estate project in California, will the goal of selling it over the coming years. I am strictly a financial investor; I play no role in running the project.; 0 hrs/month; Start Date:07-15-2022 (2) -- Personal Property Rental; Property manager / Owner; I am doing short-term rentals on a condo that I own in Colorado.; 0.5 hrs/month; Start Date:08-01-2023 (3) -- Personal Rental Property; Property manager / Owner; I am doing long-term rentals of a house that I own in California.; 0.5 hrs/month; Start Date:05-01-2023 (4) -- Picco Beverage Group LLC; Board Member / Director; Overview: Picco is a relatively new company but is an emerging leader in the functional beverage category. It is the parent company to two subsidiary brands. The flagship brand is Triple, which is a non-alcoholic seltzer that has hemp-derived THC as its active ingredient; I received a small equity stake (details still being negotiated), in addition to a personal investment that I made. The CEO would like to retain me as a board member (ideally) or as an advisor. Practically this would not involve much time, one annual meeting and an infrequent ad hoc call, both of which I would not see as interfering with work at BLK in any material way; 0.33 hrs/month; Start Date:10-15-2024
CRS (Client Relationship Summary) - RIA
Click below to view John Robert Cavalieri's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 4, 2025 - Present
BLACKROCK INVESTMENT MANAGEMENT, LLC
Office #1: 50 Hudson Yards, New York, NY 10001RIA
CRD#: 108928
New York, NY
Current
May 5, 2025 - Present
BLACKROCK INVESTMENTS, LLC
Office #1: 50 Hudson Yards, New York, NY 10001BD
CRD#: 38642
New York, NY
Past
February 14, 2011 - April 1, 2022
PIMCO INVESTMENTS LLC
BD
CRD#: 154957
NEWPORT BEACH, CA
Past
November 14, 2003 - February 14, 2011
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
BD
CRD#: 25567
NEWPORT BEACH, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BI
BLACKROCK INVESTMENT MANAGEMENT, LLC
BLACKROCK INVESTMENT MANAGEMENT LLC | QA ADVISERS LLC | MERRILL LYNCH QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-ALTERNATIVE STRATEGIES | MERRILL LYNCH INVESTMENT MANAGERS, LLC | MERRILL LYNCH INVESTMENT MANAGERS - FIXED INCOME | MERRILL LYNCH GLOBAL SECURITIES FINANCING | BLACKROCK INVESTMENT MANAGEMENT, LLC
CRD#: 108928 / SEC#: 801-56972
RIA
Registered Investment Advisory firm - (11/9/1999 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/8/2025)
RR
Alaska(9/8/2025)
RR
Arizona(9/10/2025)
RR
Arkansas(9/17/2025)
RR
California(9/4/2025)
RR
Colorado(9/9/2025)
RR
Connecticut(9/5/2025)
RR
Delaware(9/8/2025)
RR
District of Columbia(9/8/2025)
RR
Florida(9/4/2025)
RR
Georgia(9/5/2025)
RR
Hawaii(10/13/2025)
RR
Idaho(9/5/2025)
RR
Illinois(9/4/2025)
RR
Indiana(9/22/2025)
RR
Iowa(9/8/2025)
RR
Kansas(9/5/2025)
RR
Kentucky(9/4/2025)
RR
Louisiana(9/15/2025)
RR
Maine(9/4/2025)
RR
Maryland(9/10/2025)
RR
Massachusetts(10/22/2025)
RR
Michigan(9/4/2025)
RR
Minnesota(9/4/2025)
RR
Mississippi(9/4/2025)
RR
Missouri(9/5/2025)
RR
Montana(9/4/2025)
RR
Nebraska(9/4/2025)
RR
Nevada(9/8/2025)
RR
New Hampshire(9/5/2025)
RR
New Jersey(5/5/2025)
IAR
New Jersey(9/4/2025)
RR
New Mexico(9/8/2025)
IAR
New York(9/4/2025)
RR
New York(9/7/2025)
RR
North Carolina(9/8/2025)
RR
North Dakota(9/15/2025)
RR
Ohio(9/10/2025)
RR
Oklahoma(9/4/2025)
RR
Oregon(9/8/2025)
RR
Pennsylvania(9/5/2025)
RR
Puerto Rico(9/15/2025)
RR
Rhode Island(9/8/2025)
RR
South Carolina(9/4/2025)
RR
South Dakota(9/4/2025)
RR
Tennessee(9/8/2025)
RR
Texas(9/4/2025)
RR
Utah(9/4/2025)
RR
Vermont(9/8/2025)
RR
Virgin Islands(9/11/2025)
RR
Virginia(9/9/2025)
RR
Washington(9/4/2025)
RR
West Virginia(9/9/2025)
RR
Wisconsin(9/4/2025)
RR
Wyoming(9/8/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BI
BLACKROCK INVESTMENT MANAGEMENT, LLC
BLACKROCK INVESTMENT MANAGEMENT LLC | QA ADVISERS LLC | MERRILL LYNCH QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-ALTERNATIVE STRATEGIES | MERRILL LYNCH INVESTMENT MANAGERS, LLC | MERRILL LYNCH INVESTMENT MANAGERS - FIXED INCOME | MERRILL LYNCH GLOBAL SECURITIES FINANCING | BLACKROCK INVESTMENT MANAGEMENT, LLC
CRD#: 108928 / SEC#: 801-56972
RIA
Registered Investment Advisory firm - (11/9/1999 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1 University Square Drive, Princeton, NJ 08540
Mailing Address
Phone number
(609) 282-2000
Established
Firm type
Fiscal year end
# of Employees
1,457
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 48,659 |
| AUM (Assets Under Management) | $ 508,159,772,327 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 10/24/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
