Jedediah J. Sires

SOUND INVESTMENT STRATEGIES

Bothell, WA 98021

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CRD#: 4553936

Professional summary

Jedediah John Sires is a registered financial advisor currently at SOUND INVESTMENT STRATEGIES, INC. located in Bothell, Washington.

Jedediah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Jedediah has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jedediah John Sires's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 2, 2006 - Present

SOUND INVESTMENT STRATEGIES, INC.

Office #1: 22722 29th Dr Se Suite 100, Bothell, WA 98021

RIA

CRD#: 141440

Bothell, WA

Past

July 27, 2001 - December 31, 2007

GUARDIAN CAPITAL INC

RIA

CRD#: 106660

MUKILTEO, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(10/2/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/24/2001

Uniform Investment Adviser Law Examination

Current Firm

SOUND INVESTMENT STRATEGIES, INC.

CRD#: 141440 / SEC#: 801-67170

RIA

Registered Investment Advisory firm - (6/29/2012 Terminated)

Washington

Registered Investment Advisory firm - (6/26/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2002 237th Pl Se, Bothell, WA 98021

Mailing Address

22722 29th Dr Se Suite 100, Bothell, WA 98021

Phone number

(425) 780-4457

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	220
AUM (Assets Under Management)	$ 52,066,223

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Jedediah J. Sires

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jedediah John Sires's CRS (Customer Relationship Summary).

Certified licenses

Experience

SOUND INVESTMENT STRATEGIES, INC.

GUARDIAN CAPITAL INC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/24/2001

Current Firm

SOUND INVESTMENT STRATEGIES, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SOUND INVESTMENT STRATEGIES, INC.

TRUST BUT VERIFY

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