Michael G. Waggoner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Gene Waggoner, who also goes by Michael Gene Waggoner, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2002. Michael had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 14, 2017 - May 31, 2024
GLIDEPATH FINANCIAL PLANNING, LLC
September 30, 2002 - January 6, 2003
SECURITIES AMERICA ADVISORS, INC.
August 21, 2002 - January 3, 2003
SECURITIES AMERICA, INC.
State Registrations and Notice Filings
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Exams
Current Firm
GLIDEPATH FINANCIAL PLANNING, LLC
CRD#: 283908 / SEC#:
Contact information
Red Flags
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