Joseph A. Santangelo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph A Santangelo was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 2002. Joseph had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 18, 2017 - June 11, 2018
REDI GLOBAL TECHNOLOGIES LLC
November 6, 2013 - April 22, 2015
REDI GLOBAL TECHNOLOGIES LLC
April 22, 2011 - October 2, 2013
MANTARAX, LLC
December 3, 2009 - August 18, 2010
TS IMAGINE BROKERAGE SERVICES, LLC
September 26, 2007 - June 6, 2008
CODA MARKETS, INC.
April 2, 2004 - October 18, 2005
COWEN EXECUTION SERVICES LLC
June 26, 2003 - March 24, 2004
EVOLUTION FINANCIAL TECHNOLOGIES, LLC
July 10, 2002 - November 21, 2002
PHD CAPITAL
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
REDI GLOBAL TECHNOLOGIES LLC
CRD#: 41924 / SEC#: , 8-49673
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| REFINITIV US LLC | OWNER | |
| BALTOVSKI, ALEXANDER NMN | FINANCIAL AND OPERATIONS PRINCIPAL, PFO, POO | 2350828 |
| CUTLER, SETH | DIRECTOR | 2594208 |
| IAMSCICOV WEIGL, KATARINA | CHIEF COMPLIANCE OFFICER AND SECRETARY | 7893210 |
| MALONEY, MICHAEL G | DIRECTOR, CEO, MANAGING PRINCIPAL | 5728423 |
| SIBLEY, JOHN HOLDEN | DIRECTOR | 5781488 |
Disclosures
| Regulatory Event | 7 |
Red Flags
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