Alan D. Vogt

JAG CAPITAL MANAGEMENT LLC

ST. LOUIS, MO 63131

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CRD#: 455362

Professional summary

Alan Donald Vogt is a registered financial advisor currently at JAG CAPITAL MANAGEMENT LLC located in St. Louis, Missouri.

Alan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1973. Alan has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, Series 57TO, SIE, Series 55, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

J.A. GLYNN & CO. PARENT COMPANY OF JAG CAPITALMANAGEMENT, LLC A REGISTERED INVESTMENT ADVISER. 1610 DES PERES RD, STE 120, ST. LOUIS MO 63131. MINORITY SHAREHOLDER. MARCH 2020. TIME DEVOTEDTO THIS BUSINESS IS APPROX 1 HOUR/MONTH. 0 DURING TRADING HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alan Donald Vogt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 3, 2020 - Present

JAG CAPITAL MANAGEMENT LLC

Office #1: 1610 Des Peres Rd Ste 120, St. Louis, MO 63131

RIA

CRD#: 159227

ST. LOUIS, MO

Past

August 1, 1990 - March 3, 2021

J.A. GLYNN INVESTMENTS, LLC.

CRD#: 22011

SAINT LOUIS, MO

Past

May 17, 1985 - July 18, 1990

THE HEITNER CORPORATION

CRD#: 2162

Past

August 3, 1973 - May 2, 1985

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JAG CAPITAL MANAGEMENT LLC

JA GLYNN PRIVATE WEALTH | JAG CAPITAL MANAGEMENT LLC

CRD#: 159227 / SEC#: 801-72799

RIA

Registered Investment Advisory firm - (10/26/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(9/3/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/3/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/22/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 3/7/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 1

Date: 7/28/1973

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/23/1979

General Securities Principal Examination

Current Firm

JAG CAPITAL MANAGEMENT LLC

JA GLYNN PRIVATE WEALTH | JAG CAPITAL MANAGEMENT LLC

CRD#: 159227 / SEC#: 801-72799

RIA

Registered Investment Advisory firm - (10/26/2011 Approved)

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Contact information

Main Address

1610 Des Peres Rd Ste 120, St. Louis, MO 63131

Mailing Address

Phone number

(314) 997-1277

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (37 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

JAG CAPITAL MANAGEMENT LLC FORM ADV 2A BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	1,530
AUM (Assets Under Management)	$ 1,695,603,314

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Alan D. Vogt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alan Donald Vogt's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.A. GLYNN INVESTMENTS, LLC.

THE HEITNER CORPORATION

STIFEL, NICOLAUS & COMPANY, INCORPORATED

Primary Firm SEC Registration

JAG CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/3/2020

Series 63

Date: 1/22/1998

Series 7TO

Date: 1/2/2023

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 3/7/2000

Series 1

Date: 7/28/1973

Series 24

Date: 2/23/1979

Current Firm

JAG CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (37 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JAG CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

Contact information

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