MN
Matthew D. Niederbaumer
VANTAGE FINANCIAL PARTNERS
Huron, SD 57350
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CRD#: 4553475
MN
Professional summary
Matthew David Niederbaumer, CFP®, who also goes by Matt David Niederbaumer, is a registered financial advisor currently at VANTAGE FINANCIAL PARTNERS, LLC located in Huron, South Dakota.
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Matthew has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Matt David Niederbaumer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. PSALM 100 LLC; NON INVESTMENT-RELATED; START DATE: 04/28/2014; 3 HOURS A MONTH; 0 HOURS DURING SECURITIES TRADING HOURS; HURON, SOUTH DAKOTA, CHIEF MANAGER; OWN OFFICE BUILDING; DUTIES INCLUDE MANAGING BILLS AND PAYMENTS. 2. JAMES VALLEY CHRISTIAN SCHOOL; NON INVESTMENT-RELATED; 1550 DAKOTA AVE, NORTH HURON SD 57350; PRIVATE CHRISTIAN HIGH SCHOOL; HEAD GOLF COACH & HEAD BOYS BASKETBALL COACH; START DATE 6/1/2025; 5% OF TIME; IN CHARGE OF RUNNING THESE 2 PROGRAMS FOR HIGH SCHOOL AND 50 KIDS If You Build It LLC; Investment related; 13230 Watertown Plank Rd Elm Grove, WI 53122; Own office buildings that Vantage rents for RIA business; 10% owner; 2/2021 start date; 2% of time devoted to other business; 0 hours during trading hours; passive investment. VFP Enterprises LLC; Investment related; 13230 Watertown Plank Rd Elm Grove, WI 53122; Own office buildings that Vantage rents for RIA business; 25% owner; 2/2021 start date; 2% of time devoted to other business; 0 hours during trading hours; passive investment. VFP Tax Services LLC; Investment related; 13230 Watertown Plank Rd Elm Grove, WI 53122; Provides tax preparation services; 25% owner; 1/2023 start date; 5 hours/month devoted to other business; 2-5 hours during trading hours VF Ventures LLC; Investment related; 13230 Watertown Plank Rd Elm Grove, WI 53122; Provides tax preparation services; 12.5% owner; 4/2023 start date;15 hours/month devoted to other business; 2-5 hours during trading hours
CRS (Client Relationship Summary) - RIA
Click below to view Matthew David Niederbaumer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2008
Experience
Current
September 9, 2021 - Present
VANTAGE FINANCIAL PARTNERS, LLC
Office #1: 1712 Dakota Ave S, Huron, SD 57350RIA
CRD#: 315828
Huron, SD
Past
May 5, 2020 - August 19, 2021
THRIVENT ADVISOR NETWORK, LLC
RIA
CRD#: 304569
Huron, SD
Past
March 12, 2003 - May 4, 2020
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
WATERTOWN, SD
Past
July 24, 2002 - May 4, 2020
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
WATERTOWN, SD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VF
VANTAGE FINANCIAL PARTNERS, LLC
VANIA ADVISORS, LLC | VANTAGE FINANCIAL PARTNERS, LLC
CRD#: 315828 / SEC#: 801-122083
RIA
Registered Investment Advisory firm - (8/13/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
South Dakota(9/9/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
VF
VANTAGE FINANCIAL PARTNERS, LLC
VANIA ADVISORS, LLC | VANTAGE FINANCIAL PARTNERS, LLC
CRD#: 315828 / SEC#: 801-122083
RIA
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Contact information
Main Address
13230 Watertown Plank Road, Elm Grove, WI 53122
Mailing Address
13230 Watertown Plank Road, Elm Grove, WI 53122
Phone number
(262) 439-8587
Established
Firm type
Fiscal year end
# of Employees
26
SEC notice filing (20 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,118 |
| AUM (Assets Under Management) | $ 810,716,208 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
