Ralph Cecere
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ralph Cecere, who also goes by Raffaello Cecere, was a registered financial professional .
Ralph is a previously registered financial professional and started their career in finance in 2002. Ralph had worked at 5 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 21, 2005 - December 31, 2012
QUEST CAPITAL STRATEGIES, INC.
July 23, 2004 - November 30, 2004
PGP FINANCIAL, INC.
May 28, 2003 - March 1, 2004
PGP FINANCIAL, INC.
September 5, 2002 - May 29, 2003
METROPOLITAN LIFE INSURANCE COMPANY
September 5, 2002 - May 29, 2003
MSI FINANCIAL SERVICES, INC.
July 3, 2002 - September 6, 2002
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUEST CAPITAL STRATEGIES, INC.
CRD#: 16783 / SEC#: 801-77927, 8-34532
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
