William J. Chesney
Professional summary
William Joseph Chesney is a registered financial professional currently at STONEX SECURITIES INC. located in Kulpmont, Pennsylvania.
William is registered as a RR (Registered Representative) and started their career in finance in 1973. William has worked at 6 firms and has passed the Series 63, Series 7TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Joseph Chesney's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 28, 2011 - Present
STONEX SECURITIES INC.
Office #1: Woytowich Wisloski Investment Group, Inc. 513 Chestnut Street, Kulpmont, PA 17834December 1, 2006 - August 24, 2011
QUESTAR CAPITAL CORPORATION
October 18, 2005 - December 1, 2006
USALLIANZ SECURITIES, INC.
January 5, 2004 - October 19, 2005
RAYMOND JAMES FINANCIAL SERVICES, INC.
February 24, 1987 - January 7, 2004
MSI FINANCIAL SERVICES, INC.
December 5, 1973 - January 7, 2004
METROPOLITAN LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/8/2023)
(11/17/2016)
(7/28/2011)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 11/29/1973
Registered Representative ExaminationFINRA
Current Firm
STONEX SECURITIES INC.
CRD#: 18456 / SEC#: , 8-36638
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONEX GROUP INC. | 100% OWNER | |
| BOLTE, DAVID ALBERT | SECRETARY | 2711410 |
| CARTER, JAY WILSON | PRESIDENT/CHIEF EXECUTIVE OFFICER/DIRECTOR | 2412541 |
| DAVISON, STUART ANDREW | DIRECTOR | 7824576 |
| DUNAWAY, WILLIAM JOHN | DIRECTOR | 6505923 |
| HUGO, MARK ERIC | POO | 2177412 |
| LYON, CHARLES MARTIN | DIRECTOR | 4000852 |
| MAURER, MARK L | DIRECTOR | 4234406 |
| MCAUSLAN, JAMES BUCHANAN | DIRECTOR | 7658964 |
| PARKER, BRIAN LANE | CHIEF COMPLIANCE OFFICER, ROSFP | 4635848 |
| PORZIO, JOSEPH JOHN | CFO / PFO / FINOP | 1319702 |
| RICHARDSON, MARCUS BRYANT | CHIEF OPERATING OFFICER | 3037932 |
| SMITH, PHILIP ANDREW | DIRECTOR, CHAIRMAN OF THE BOARD | 4999097 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 4 |
Red Flags
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