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Mark Casey Bairrington

CRD# 4553240·Registered 2002 - 2021
Previously Registered: Being a previously registered professional could mean that Mark is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Mark Casey Bairrington, who also goes by Mark C. Bairrington, was a registered financial advisor. Mark was a previously registered financial professional and started their career in finance 2002 - 2021. Mark had worked at 4 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mark C. Bairrington

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

IVY DISTRIBUTORS, INC.·CRD# 16496
BD
Overland Park, KS
May 9, 2006 - April 30, 2021
WADDELL & REED·CRD# 866
RIA
Overland Park, KS
May 19, 2004 - April 21, 2021
WADDELL & REED·CRD# 866
BD
Overland Park, KS
May 17, 2004 - April 21, 2021
AMERICAN GENERAL SECURITIES INCORPORATED·CRD# 13626
BD
Phoenix, AZ
October 1, 2002 - December 31, 2003
AMERICAN GENERAL EQUITY SERVICES CORPORATION·CRD# 5435
BD
Houston, TX
July 9, 2002 - October 1, 2002

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Current Firm

ID
IVY DISTRIBUTORS, INC.

IVY DISTRIBUTORS, INC. | MACKENZIE INVESTMENT MANAGEMENT INC. | IVY MACKENZIE DISTRIBUTORS, INC. | IVY FUNDS DISTRIBUTOR, INC.

CRD#: 16496 / SEC#: 8-34046
BD
Terminated by SEC on 09/05/2022

Contact Information

Established

Florida since 06/02/1993

Firm Type

Corporation

Fiscal Year End

March

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
IVY INVESTMENT MANAGEMENT COMPANYSTOCKHOLDER—
HOBAN, STEPHEN (NO MIDDLE NAME)FINOP AND PRINCIPAL FINANCIAL OFFICER5089370
MURRAY, BRIAN LAWRENCE JRSVP/CHIEF COMPLIANCE OFFICER3130285
WRIGHT, BRETT DAVIDPRESIDENT/EXECUTIVE DIRECTOR2344832

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Sep 2002About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed Dec 2022About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2002About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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