Gregg N. Balderrama
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregg Norman Balderrama was a registered financial professional .
Gregg is a previously registered financial professional and started their career in finance in 2002. Gregg had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 12, 2019 - May 19, 2020
STELLAR CAPITAL MANAGEMENT LLC
February 18, 2011 - June 23, 2011
TAILWIND INVESTMENT MANAGEMENT, LLC
September 3, 2002 - May 16, 2003
UBS FINANCIAL SERVICES INC.
September 3, 2002 - May 16, 2003
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Exams
Current Firm
STELLAR CAPITAL MANAGEMENT LLC
CRD#: 109415 / SEC#: 801-57690
Contact information
Red Flags
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