Charlotte Lippert

VALEO FINANCIAL ADVISORS

Carmel, IN 46032-3357

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CRD#: 4553048

Professional summary

Charlotte Lippert, who also goes by Charlotte Jones, Charlotte Weems, is a registered financial advisor currently at VALEO FINANCIAL ADVISORS, LLC located in Carmel, Indiana.

Charlotte is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Charlotte has worked at 5 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Charlotte Jones | Charlotte Weems

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charlotte Lippert's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 18, 2017 - Present

VALEO FINANCIAL ADVISORS, LLC

Office #1: 10 W. Carmel Dr Ste 400, Carmel, IN 46032-3357

RIA

CRD#: 127132

Carmel, IN

Past

June 24, 2014 - December 10, 2015

WINTHROP CAPITAL MANAGEMENT

RIA

CRD#: 145216

INDIANAPOLIS, IN

Past

February 6, 2012 - May 23, 2017

CHARLOTTE LIPPERT WEALTH MANAGEMENT

RIA

CRD#: 160710

CARMEL, IN

Past

April 12, 2010 - January 5, 2012

BEDEL FINANCIAL CONSULTING INC

RIA

CRD#: 105653

INDIANAPOLIS, IN

Past

July 25, 2002 - June 29, 2007

SIGNAL CAPITAL MANAGEMENT,INC.

RIA

CRD#: 120654

MUNCIE, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VALEO FINANCIAL ADVISORS, LLC

CRD#: 127132 / SEC#: 801-66402

RIA

Registered Investment Advisory firm - (3/17/2006 Approved)

California

Registered Investment Advisory firm - (4/21/2006 Terminated)

Indiana

Registered Investment Advisory firm - (4/21/2006 Terminated)

Ohio

Registered Investment Advisory firm - (4/21/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(4/18/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/24/2002

Uniform Investment Adviser Law Examination

Current Firm

VALEO FINANCIAL ADVISORS, LLC

CRD#: 127132 / SEC#: 801-66402

RIA

Registered Investment Advisory firm - (3/17/2006 Approved)

California

Registered Investment Advisory firm - (4/21/2006 Terminated)

Indiana

Registered Investment Advisory firm - (4/21/2006 Terminated)

Ohio

Registered Investment Advisory firm - (4/21/2006 Terminated)

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Contact information

Main Address

10 W. Carmel Dr Ste 400, Carmel, IN 46032-3357

Mailing Address

Phone number

(317) 218-6000

Established

Firm type

Fiscal year end

# of Employees

177

SEC notice filing (37 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VALEO FINANCIAL ADVISORS ADV PART 2 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	23,718
AUM (Assets Under Management)	$ 10,639,940,975

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/15/2025	Cover Page	Report
08/28/2024	Cover Page	Report
10/26/2023	Cover Page	Report
01/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Charlotte Lippert

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charlotte Lippert's CRS (Customer Relationship Summary).

Certified licenses

Experience

VALEO FINANCIAL ADVISORS, LLC

WINTHROP CAPITAL MANAGEMENT

CHARLOTTE LIPPERT WEALTH MANAGEMENT

BEDEL FINANCIAL CONSULTING INC

SIGNAL CAPITAL MANAGEMENT,INC.

Primary Firm SEC Registration

VALEO FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/24/2002

Current Firm

VALEO FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (37 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

VALEO FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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