Peter V. Disch
GREAT POINT WEALTH ADVISORS
BOSTON, MA 02110
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CRD#: 4552960
Professional summary
Peter Vincent Disch JR, CFP® is a registered financial advisor currently at GREAT POINT WEALTH ADVISORS, LLC located in Boston, Massachusetts.
Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Peter has worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
What are your service offerings?
Tax Planning
Comprehensive Financial Planni...
Estate Planning
Retirement Planning
Investment Planning
Do you have an area of expertise or specialization?
Charitable Giving
Entrepreneurs
Estate & Generational Planning...
High Net Worth Client Needs
Investment Advice with Ongoing...
Medical Professionals
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Peter Vincent Disch JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
May 23, 2008 - Present
GREAT POINT WEALTH ADVISORS, LLC
Office #1: One International Place Suite 4520, Boston, MA 02110RIA
CRD#: 147082
BOSTON, MA
Past
June 24, 2002 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
June 24, 2002 - May 6, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
WELLESLEY, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GREAT POINT WEALTH ADVISORS, LLC
DISCH & ASSOCIATES, LLC | GREAT POINT WEALTH ADVISORS, LLC
CRD#: 147082 / SEC#: 801-70479
RIA
Registered Investment Advisory firm - (8/7/2009 Approved)Connecticut
Registered Investment Advisory firm - (8/7/2009 Terminated)Massachusetts
Registered Investment Advisory firm - (8/13/2009 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(5/23/2008)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
GREAT POINT WEALTH ADVISORS, LLC
DISCH & ASSOCIATES, LLC | GREAT POINT WEALTH ADVISORS, LLC
CRD#: 147082 / SEC#: 801-70479
RIA
Registered Investment Advisory firm - (8/7/2009 Approved)Connecticut
Registered Investment Advisory firm - (8/7/2009 Terminated)Massachusetts
Registered Investment Advisory firm - (8/13/2009 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One International Place Suite 4520, Boston, MA 02110
Mailing Address
Phone number
(617) 585-0050
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,137 |
| AUM (Assets Under Management) | $ 627,528,196 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/06/2024 | ||
| 12/08/2023 | ||
| 01/03/2023 |
Red Flags
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Company Information
GREAT POINT WEALTH ADVISORS, LLC
CRD#: 147082Boston, MA 02110TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
