Gurveer S. Mann

OSAIC WEALTH

Southfield, MI 48034

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CRD#: 4552860

Professional summary

Gurveer Singh Mann, who also goes by G Mann, is a registered financial advisor currently at OSAIC WEALTH, INC. located in Southfield, Michigan.

Gurveer is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Gurveer has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

G Mann

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. BUSINESS OWNERSHIP; S3 FINANCIAL GROUP, LLC; OWNER; LLC FOR BUSINESS EXPENSES; CANTON, MI 48187; Not Investment Related; FEBRUARY 2014; 0 hours per month; 0 during trading hours. 2. OUTSIDE EMPLOYMENT; PLYMOUTH SCHOLARS CHARTER ACADEMY; HEAD COACH; Plymouth, MI 48170; Not Investment Related; SEPTEMBER 2014; 0-9 HOURS PER MONTH; 1-9 DURING TRADING HOURS/ Salem High School; Head Coach Freshman Boys Soccer; Canton, MI 48187; Not Investment Related; July 2020; 0-9 hours per month; 1-9 during trading hours. 3. INDEPENDENT INSURANCE BROKERING; BLUE CROSS; AUGUST 2012/ HUMANA; AUGUST 2012. 4. MICHIGAN FINANCIAL COMPANIES-MANN & ASSOCIATES POSITION: Executive Director of Financial Planning NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/29/2021 ADDRESS: 28411 Northwestern Hwy. Suite 1300, Southfield MI 48034, United States DESCRIPTION: Sales/marketing of securities, investment advisory and insurance products" 5. MICHIGAN FINANCIAL COMPANIES-MANN & ASSOCIATES POSITION: Executive Director of Financial Planning NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/29/2021 ADDRESS: 24811 Northwestern Hwy. Suite 1300, Southfield MI 48034, United States DESCRIPTION: SALES/MARKETING OF FIXED ANNUITIES AND NON-VARIABLE INSURANCE 6. SALEM BOYS SOCCER FRESHMAN SOCCER COACH POSITION: Head Coach - Freshman Boys NATURE: High school boys soccer coach. INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2020 ADDRESS: 46181 Joy Rd, Canton MI 48187, United States DESCRIPTION: Head coach of the Freshman boys soccer team at Salem Highschool. Duties include run training sessions and coach games. 7. ENROLLED AGENT POSITION: Enrolled Agent NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 02/26/2025 ADDRESS: 50576 Amberley Blvd, Canton MI 48187, United States DESCRIPTION: Enrollment to practice before the IRS for personal and business tax preparation, filing and represent clients before the IRS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gurveer Singh Mann's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Gurveer Singh Mann's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 29, 2021 - Present

OSAIC WEALTH, INC.

Office #1: 28411 Northwestern Hwy Suite 1300, Southfield, MI 48034

RIA

CRD#: 23131

Southfield, MI

Current

June 29, 2021 - Present

OSAIC WEALTH, INC.

Office #1: 28411 Northwestern Hwy Suite 1300, Southfield, MI 48034

RIA

CRD#: 23131

Southfield, MI

Past

May 1, 2014 - July 6, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

NORTHVILLE, MI

Past

March 14, 2014 - July 6, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

NORTHVILLE, MI

Past

July 1, 2011 - February 12, 2014

SIGNATOR INVESTORS, INC.

RIA

CRD#: 468

SOUTHFIELD, MI

Past

June 30, 2008 - February 12, 2014

SIGNATOR INVESTORS, INC.

CRD#: 468

SOUTHFIELD, MI

Past

July 10, 2002 - July 1, 2008

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

LIVONIA, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(7/8/2021)

Arizona
(1/13/2022)

California
(6/29/2021)

Delaware
(1/25/2023)

Florida
(6/29/2021)

Georgia
(6/29/2021)

Illinois
(8/23/2021)

Indiana
(6/5/2024)

Maine
(6/29/2021)

Michigan
(6/29/2021)

IAR

Michigan
(6/29/2021)

New York
(6/29/2021)

North Carolina
(7/7/2021)

Ohio
(6/29/2021)

South Dakota
(6/29/2021)

Tennessee
(6/29/2021)

Texas
(6/29/2021)

IAR

Texas
(1/12/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/3/2011

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/25/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/13/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/9/2002

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gurveer S. Mann

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gurveer Singh Mann's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Gurveer Singh Mann's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

SIGNATOR INVESTORS, INC.

SIGNATOR INVESTORS, INC.

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/3/2011

Series 63

Date: 7/25/2002

SIE

Date: 10/1/2018

Series 7

Date: 12/13/2007

Series 6

Date: 7/9/2002

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

TRUST BUT VERIFY

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