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BJ

Brandy A. Johnson-ward

HARVESTONS SECURITIES
Greenwood Village, CO 80111
Some features on this profile are disabled
CRD#: 4552582
BJ

Professional summary

Brandy Ann Johnson-ward, who also goes by Brandy Ann Johnson, Brandy A. Johnson-ward, is a registered financial professional currently at HARVESTONS SECURITIES, INC. located in Greenwood Village, Colorado.

Brandy is registered as a RR (Registered Representative) and started their career in finance in 2002. Brandy has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Brandy Ann Johnson | Brandy A. Johnson-Ward

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brandy Ann Johnson-ward's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 5, 2011 - Present

HARVESTONS SECURITIES, INC.

Office #1: 8301 E. Prentice Ave. Suite 305, Greenwood Village, CO 80111
BD
CRD#: 34509
Greenwood Village, CO
Past

September 10, 2002 - April 21, 2009

SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.

BD
CRD#: 6950
MEMPHIS, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Tennessee
(4/5/2011)

Exams

State Security Law Exam
RR
Series 63
Date: 9/23/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/9/2002
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

HS
HARVESTONS SECURITIES, INC.
HARVESTONS SECURITIES, INC.

CRD#: 34509 / SEC#: , 8-46293

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
8301 E. Prentice Ave. Suite 305, Greenwood Village, CO 80111
Mailing Address
8301 E. Prentice Ave. Suite 305, Greenwood Village, CO 80111
Phone number
(303) 832-8887
Established
Colorado since 01/15/1993
Firm type
Corporation
Fiscal year end
August
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BASSEY, MORGAN OKONCCO2279731
BASSEY, MORGAN OKONPRESIDENT/ CEO2279731
BASSEY, SUPANGEXECUTIVE VICE PRESIDENT2910155

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HARVESTONS SECURITIES, INC.

CRD#: 34509Greenwood Village, CO 80111

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