Brandy A. Johnson-ward
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brandy Ann Johnson-ward, who also goes by Brandy Ann Johnson, Brandy A. Johnson-ward, was a registered financial professional .
Brandy is a previously registered financial professional and started their career in finance in 2002. Brandy had worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 5, 2011 - November 13, 2025
HARVESTONS SECURITIES, INC.
September 10, 2002 - April 21, 2009
SOUTHSTATE SECURITIES CORP.
State Registrations and Notice Filings
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Exams
Current Firm
HARVESTONS SECURITIES, INC.
CRD#: 34509 / SEC#: , 8-46293
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
