George Bussanich
Professional summary
George Bussanich was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
George is a previously registered financial professional and started their career in finance in 2004. Prior to being barred, George had worked at 4 firms, which includes KOVACK SECURITIES INC., NEWBRIDGE SECURITIES CORPORATION, OBSIDIAN FINANCIAL GROUP LLC, FIRST MONTAUK SECURITIES CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 5, 2006 - December 31, 2011
KOVACK SECURITIES INC.
August 6, 2004 - September 18, 2006
NEWBRIDGE SECURITIES CORPORATION
June 25, 2004 - July 14, 2004
OBSIDIAN FINANCIAL GROUP, LLC
April 23, 2004 - May 11, 2004
FIRST MONTAUK SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KOVACK SECURITIES INC.
CRD#: 44848 / SEC#: , 8-50847
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
