Frederich C. Voelker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frederich Conrad Voelker, who also goes by Frederick Conrad Voelker, Fritz Voelker, was a registered financial professional .
Frederich is a previously registered financial professional and started their career in finance in 1974. Frederich had worked at 11 firms and has passed the Series 63, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 14, 1992 - November 22, 1993
LUMIERE SECURITIES, INC.
June 25, 1992 - August 3, 1992
LP CHARLES & COMPANY, INC.
December 23, 1989 - January 2, 1990
FIRST AMERICA EQUITIES CORP.
September 28, 1989 - December 23, 1989
ADVENT SECURITIES, INC.
May 17, 1988 - June 21, 1989
INTERCAP INVESTMENT GROUP, INC.
September 8, 1987 - July 29, 1988
SECURITIES GROUP OF NORTH AMERICA, INC.
August 14, 1984 - August 22, 1986
FIRST UNITED SECURITIES GROUP OF CALIFORNIA
December 8, 1982 - December 20, 1982
WALFORD, DEMARET & CO., INC.
June 6, 1982 - July 8, 1982
B. J. LEONARD AND COMPANY, INC.
July 21, 1980 - February 25, 1982
INTERNATIONAL SECURITIES, INC.
August 18, 1977 - December 8, 1988
B. J. LEONARD AND COMPANY, INC.
June 18, 1974 - September 19, 1977
BOETTCHER & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/13/1974
Registered Representative ExaminationCurrent Firm
LUMIERE SECURITIES, INC.
CRD#: 13414 / SEC#: , 8-29275
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
