John M. Petrosky

HIGGINBOTHAM RETIREMENT ADVISORS

HOUSTON, TX 77041

Some features on this profile are disabled

CRD#: 4552382

Professional summary

John Michael Petrosky is a registered financial advisor currently at HIGGINBOTHAM RETIREMENT ADVISORS, INC. located in Houston, Texas.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. John has worked at 2 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE ACTIVITY: HEALTH, DISABILITY AND LONG-TERM CARE INSURANCE. GROUP EMPLOYEE BENEFITS-MADISON BENEFITS, GROUP, 5151 SAN FELIPE, 17TH FL, HOUSTON, TX 77056, ACCOUNT EXECUTIVE SINCE 07/16/1996, 200HRS/MONTH, 184HRS OF WHICH ARE DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Michael Petrosky's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 11, 2018 - Present

HIGGINBOTHAM RETIREMENT ADVISORS, INC.

Office #1: 4424 West Sam Houston Pkwy N Suite 1000, Houston, TX 77041

RIA

CRD#: 128561

HOUSTON, TX

Past

July 4, 2002 - December 22, 2010

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HIGGINBOTHAM RETIREMENT ADVISORS, INC.

HIGGINBOTHAM RETIREMENT ADVISORS, INC. | MBG RETIREMENT, INC. | MBG RETIREMENT

CRD#: 128561 / SEC#: 801-62750

RIA

Registered Investment Advisory firm - (2/6/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/11/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/6/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 7/3/2002

Investment Company Products/Variable Contracts Representative Examination

Current Firm

HIGGINBOTHAM RETIREMENT ADVISORS, INC.

HIGGINBOTHAM RETIREMENT ADVISORS, INC. | MBG RETIREMENT, INC. | MBG RETIREMENT

CRD#: 128561 / SEC#: 801-62750

RIA

Registered Investment Advisory firm - (2/6/2004 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4424 West Sam Houston Pkwy N Suite 1000, Houston, TX 77041

Mailing Address

Phone number

(713) 693-6113

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

ADV PART 2A&2B (3/27/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Darren Dindinger

ALLWORTH FINANCIAL, L.P.

IAR

Orting, WA

Li-e Wang

TRANSAMERICA FINANCIAL ADVISORS, LLC

Houston, TX

James Marshall

MARSHALL WEALTH MANAGEMENT, LLC

IAR

SUGAR LAND, TX

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

John M. Petrosky

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Michael Petrosky's CRS (Customer Relationship Summary).

Certified licenses

Experience

HIGGINBOTHAM RETIREMENT ADVISORS, INC.

GROVE POINT INVESTMENTS, LLC

Primary Firm SEC Registration

HIGGINBOTHAM RETIREMENT ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/6/2002

Series 6

Date: 7/3/2002

Current Firm

HIGGINBOTHAM RETIREMENT ADVISORS, INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

HIGGINBOTHAM RETIREMENT ADVISORS, INC.

TRUST BUT VERIFY

Similar Advisors