Robert J. Voccola

INVESTMENT PARTNERS ASSET MANAGEMENT

Metuchen, NJ 08840

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CRD#: 455215

Professional summary

Robert Joseph Voccola, who also goes by Robert J Voccola, is a registered financial advisor currently at INVESTMENT PARTNERS ASSET MANAGEMENT located in Metuchen, New Jersey.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1968. Robert has worked at 12 firms and has passed the Series 65, Series 63, Series 000, Series 1 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robert J Voccola

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Joseph Voccola's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 23, 2021 - Present

INVESTMENT PARTNERS ASSET MANAGEMENT

Office #1: 10 Station Place, Metuchen, NJ 08840

RIA

CRD#: 121812

Metuchen, NJ

Past

July 15, 2020 - September 20, 2021

INVESTMENT PARTNERS ASSET MANAGEMENT

RIA

CRD#: 121812

METUCHEN, NJ

Past

July 23, 2019 - July 10, 2020

TRADITION ASSET MANAGEMENT LLC

RIA

CRD#: 300756

Summit, NJ

Past

November 24, 2014 - January 2, 2019

MDX WEALTH MANAGEMENT

RIA

CRD#: 161309

UPPER MONTCLAIR, NJ

Past

March 31, 2010 - May 20, 2010

RJV ASSET MANAGEMENT, LLC

RIA

CRD#: 148712

UPPER MONTCLAIR, NJ

Past

December 18, 1986 - August 4, 1987

L. F. ROTHSCHILD & CO. INCORPORATED

CRD#: 501

Past

June 12, 1980 - July 9, 1986

LEHMAN BROTHERS INC.

CRD#: 7506

Past

September 13, 1977 - May 7, 1979

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

Past

August 27, 1976 - September 16, 1977

BACHE HALSEY STUART INC.

CRD#: 7238

Past

February 27, 1976 - August 27, 1976

BACHE & CO INCORPORATED

CRD#: 7058

Past

August 12, 1975 - February 27, 1976

BAYROCK ADVISORS, INC.

CRD#: 5070

Past

June 24, 1974 - April 1, 1975

KIDDER, PEABODY & CO., INCORPORATED

CRD#: 488

Past

December 6, 1968 - July 26, 1974

CLARK, DODGE & CO., INCORPORATED

CRD#: 161

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INVESTMENT PARTNERS ASSET MANAGEMENT

CRD#: 121812 / SEC#: 801-61906

RIA

Registered Investment Advisory firm - (3/28/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(11/23/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/23/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/6/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 000

Date: 12/2/1968

General Securities Principal Examination

General Industry/Product Exam

Series 1

Date: 12/2/1968

Registered Representative Examination

Principal/Supervisory Exam

Series 4

Date: 9/13/1977

Registered Options Principal Examination

Current Firm

INVESTMENT PARTNERS ASSET MANAGEMENT

CRD#: 121812 / SEC#: 801-61906

RIA

Registered Investment Advisory firm - (3/28/2003 Approved)

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Contact information

Main Address

10 Station Place, Metuchen, NJ 08840

Mailing Address

Phone number

(732) 205-0391

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A FEBRUARY 2025 (2/9/2025)

Regulatory assets under management

Total Number of Accounts	535
AUM (Assets Under Management)	$ 263,774,183

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert J. Voccola

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Joseph Voccola's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVESTMENT PARTNERS ASSET MANAGEMENT

TRADITION ASSET MANAGEMENT LLC

MDX WEALTH MANAGEMENT

RJV ASSET MANAGEMENT, LLC

L. F. ROTHSCHILD & CO. INCORPORATED

LEHMAN BROTHERS INC.

PRUDENTIAL EQUITY GROUP, LLC

BACHE HALSEY STUART INC.

BACHE & CO INCORPORATED

BAYROCK ADVISORS, INC.

KIDDER, PEABODY & CO., INCORPORATED

CLARK, DODGE & CO., INCORPORATED

Primary Firm SEC Registration

INVESTMENT PARTNERS ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 5/23/2009

Series 63

Date: 6/6/1990

Series 000

Date: 12/2/1968

Series 1

Date: 12/2/1968

Series 4

Date: 9/13/1977

Current Firm

INVESTMENT PARTNERS ASSET MANAGEMENT

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INVESTMENT PARTNERS ASSET MANAGEMENT

TRUST BUT VERIFY

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