MH
Mary C. Huntley
INDEPENDENT FINANCIAL GROUP
Camp Verde, AZ 86322
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CRD#: 4552127
MH
Professional summary
Mary C Huntley, CFP®, who also goes by Mary C T Huntley, Mary C Taylor, Mary Caroline Taylor, is a registered financial advisor currently at INDEPENDENT FINANCIAL GROUP, LLC located in Camp Verde, Arizona.
Mary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Mary has worked at 2 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mary C T Huntley | Mary C Taylor | Mary Caroline Taylor
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/01/2002 ADDRESS: 51 Hollamon Street, Camp Verde AZ 86322, United States DESCRIPTION: INSURANCE AGENT OFFERING VARIOUS TYPES OF INSURANCE PRODUCTS (2) REAL ESTATE POSITION: i own the rental property NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2010 ADDRESS: 6896 Keenan Way, Flagstaff AZ 86001, United States DESCRIPTION: 100% OWNER OF RENTAL PROPERTY (3) KARABI, LLC POSITION: Officer/Director NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2010 ADDRESS: 8696 N Keenan Way, Flagstaff AZ 86001, United States DESCRIPTION: 10% PASSIVE OWNER OF KARABI, LLC . APARTMENT/OFFICE SPACE LEASING (4) TT3 INC. POSITION: Officer/Director NATURE: Business Entity for Tax/Investment Purposes INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 66 START DATE: 12/14/1999 ADDRESS: 51 Hollamon Street, Camp Verde AZ 86322, United States DESCRIPTION: This is our corp structure into which all revenues flow and from which all bills are paid. (5) CAMBIUM WEALTH AND LEGACY STRATEGIES POSITION: owner NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 08/12/2020 ADDRESS: 51 Hollamon Street, Camp Verde AZ 86322, United States DESCRIPTION: OWNER OF DBA USED FOR MARKETING PURPOSES (6) MANTIS SHRIMP, LLC POSITION: Officer/Director NATURE: Business Entity for Tax/Investment Purposes INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/29/2020 ADDRESS: 6896 Keenan Way, Flagstaff AZ 86001, United States DESCRIPTION: This is the LLC that will receive my commissions and fees. (7) CAMBIUM LAW GROUP POSITION: Officer/Director NATURE: Attorney, Legal Services INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/16/2023 ADDRESS: 51 W Hollamon Street, Camp Verde AZ 86322, United States DESCRIPTION: I will be doing business management (8) Volunteer POSITION: Volunteer NATURE: Volunteer INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/29/2024 ADDRESS: 3920 N Paradise Road, Flagstaff AZ 86004, United States DESCRIPTION: I will help get paperwork organized to start a 501c3 for a group wanting to raise money to build a track for the local school. I will attend meetings to brainstorm ideas - I will not fundraise or handle funds. (9) NORTHERN ARIZONA UNIVERSITY FOUNDATION POSITION: Officer/Director NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 06/01/2024 ADDRESS: 1900 S Knowles, Flagstaff AZ 86011, United States DESCRIPTION: participate in typical board of director activities such as voting on portfolio managers and general objectives.
CRS (Client Relationship Summary) - RIA
Click below to view Mary C Huntley's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Mary C Huntley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2008
Experience
Current
February 12, 2014 - Present
INDEPENDENT FINANCIAL GROUP, LLC
Office #1: 51 W Hollamon Street, Camp Verde, AZ 86322Office #2: 320 W Cherry Avenue, Flagstaff, AZ 86001Office #3: 120 Quail Trail, Cottonwood, AZ 86326RIA
BD
CRD#: 7717
Camp Verde, AZ
Current
January 27, 2014 - Present
INDEPENDENT FINANCIAL GROUP, LLC
Office #1: 51 W Hollamon Street, Camp Verde, AZ 86322Office #2: 320 W Cherry Avenue, Flagstaff, AZ 86001Office #3: 120 Quail Trail, Cottonwood, AZ 86326RIA
BD
CRD#: 7717
Camp Verde, AZ
Past
March 11, 2004 - February 3, 2014
OSAIC WEALTH, INC.
RIA
CRD#: 23131
CAMP VERDE, AZ
Past
November 12, 2002 - February 3, 2014
OSAIC WEALTH, INC.
BD
CRD#: 23131
CAMP VERDE, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/27/2014)
RR
Alaska(1/5/2022)
RR
Arizona(2/21/2014)
IAR
Arizona(2/21/2014)
RR
California(1/27/2014)
RR
Colorado(1/27/2014)
RR
Delaware(4/23/2014)
RR
District of Columbia(1/27/2014)
RR
Florida(1/27/2014)
RR
Georgia(1/10/2023)
RR
Hawaii(9/30/2014)
RR
Idaho(1/27/2014)
RR
Illinois(2/4/2014)
RR
Indiana(2/24/2014)
RR
Iowa(2/14/2014)
RR
Kansas(1/27/2014)
RR
Michigan(1/27/2014)
RR
Minnesota(2/24/2014)
RR
Missouri(1/27/2014)
RR
Montana(2/4/2014)
RR
Nevada(1/27/2014)
RR
New Hampshire(1/8/2019)
RR
New Jersey(4/2/2020)
RR
New Mexico(1/27/2014)
RR
New York(1/27/2014)
RR
North Carolina(2/5/2014)
RR
Ohio(2/4/2014)
RR
Oklahoma(2/24/2014)
RR
Oregon(1/27/2014)
RR
Pennsylvania(1/27/2014)
RR
South Carolina(5/1/2019)
RR
South Dakota(11/4/2020)
RR
Tennessee(1/25/2024)
RR
Texas(1/27/2014)
IAR
Texas(2/12/2014)
RR
Utah(2/4/2014)
RR
Virginia(2/5/2014)
RR
Washington(1/27/2014)
RR
West Virginia(6/12/2023)
RR
Wisconsin(6/30/2014)
RR
Wyoming(9/19/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Mailing Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Phone number
(858) 436-3180
Established
Delaware since 07/09/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
622
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INDEPENDENT FINANCIAL GROUP, INC. | OWNER | |
| DAVIS, SCOTT EARLE | CFO & FINOP | 7160800 |
| DENNEN, BRIAN | CCO BROKERAGE & ADVISORY | 3239786 |
| FISCHER, DAVID ALLEN | MANAGING DIRECTOR | 1634222 |
| HEISING, SCOTT ALLEN | CHIEF EXECUTIVE OFFICER/ MANAGING DIRECTOR | 2192259 |
| KEEFE, KEVIN MICHAEL | PRESIDENT, COO | 1869560 |
| KREISMAN, SARAH JILL | SVP & GENERAL COUNSEL | 2671706 |
| PEARSON, TROY DALE | ROSFP | 2413897 |
Regulatory assets under management
| Total Number of Accounts | 44,046 |
| AUM (Assets Under Management) | $ 11,322,059,063 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
INDEPENDENT FINANCIAL GROUP, LLC
CRD#: 7717Camp Verde, AZ 86322TRUST BUT VERIFY
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