Todd T. Fricks
Professional summary
Todd Thomas Fricks is a registered financial professional currently at FORTUNE FINANCIAL SERVICES, INC. located in Clarkesville, Georgia.
Todd is registered as a RR (Registered Representative) and started their career in finance in 2003. Todd has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Todd Thomas Fricks's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2019 - Present
FORTUNE FINANCIAL SERVICES, INC.
Office #1: 410 West Louise Street Unit B, Clarkesville, GA 30523May 2, 2016 - December 31, 2018
CANTELLA & CO., INC.
December 18, 2003 - May 3, 2016
WOODMEN FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2019)
Exams
FINRA
Current Firm
FORTUNE FINANCIAL SERVICES, INC.
CRD#: 42150 / SEC#: , 8-49727
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DANIELS, BLAKE WILLIAM | CHAIRMAN OF THE BOARD; SECRETARY;TREASURER;CFO | 1285106 |
| DANIELS, BRIAN LEE | OWNER | 1213561 |
| BENTLEY, GREGORY JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 705379 |
| PINTARIC, WILLIAM RICHARD JR | CHIEF COMPLIANCE OFFICER | |
| WHITENACK, MITCH LEE | CHIEF OPERATIONS OFFICER, FINOP, PFO, POO | 4794021 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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