CD
Christopher M. Duncan
GILL CAPITAL PARTNERS
Dixon, CA 95620
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CRD#: 4551682
CD
Professional summary
Christopher Michaud Duncan is a registered financial professional currently at GILL CAPITAL PARTNERS, LLC located in Dixon, California.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2002. Christopher has worked at 1 firm and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Christopher Michaud Duncan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 15, 2002 - Present
GILL CAPITAL PARTNERS, LLC
Office #1: 1320 N. Lincoln St., Dixon, CA 95620RIA
BD
CRD#: 14559
Dixon, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GC
GILL CAPITAL PARTNERS, LLC
CONCOURSE CAPITAL CORPORATION | MORRIS,MCCASLAND INVESTMENTS,INC. | GILL CAPITAL PARTNERS, LLC | GILL CAPITAL PARTNERS | GILL AND ASSOCIATES, INC. | GILL & ASSOCIATES, INC.
CRD#: 14559 / SEC#: 801-67301, 8-30563
RIA
Registered Investment Advisory firm - SEC (12/15/2006 Approved)Colorado
Registered Investment Advisory firm - SEC (1/4/2007 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/21/2002)
RR
New York(3/1/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GC
GILL CAPITAL PARTNERS, LLC
CONCOURSE CAPITAL CORPORATION | MORRIS,MCCASLAND INVESTMENTS,INC. | GILL CAPITAL PARTNERS, LLC | GILL CAPITAL PARTNERS | GILL AND ASSOCIATES, INC. | GILL & ASSOCIATES, INC.
CRD#: 14559 / SEC#: 801-67301, 8-30563
RIA
Registered Investment Advisory firm - SEC (12/15/2006 Approved)Colorado
Registered Investment Advisory firm - SEC (1/4/2007 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
4582 S Ulster Street Suite 1400, Denver, CO 80237
Mailing Address
4582 S Ulster Street Suite 1400, Denver, CO 80237
Phone number
(303) 296-6260
Established
Colorado since 01/01/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
18
SEC notice filing (11 States and Territories)
FINRA licenses (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,594 |
| AUM (Assets Under Management) | $ 790,007,641 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GILL CAPITAL PARTNERS, LLC
CRD#: 14559Dixon, CA 95620TRUST BUT VERIFY
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