Kimberly C. Schmidt
Professional summary
Kimberly C Schmidt, who also goes by Kim C Schmidt, is a registered financial professional currently at ELMCORE SECURITIES LLC located in Chicago, Illinois.
Kimberly is registered as a RR (Registered Representative) and started their career in finance in 2012. Kimberly has worked at 2 firms and has passed the Series 63, Series 65, SIE, Series 79, Series 7, Series 99, Series 14, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kimberly C Schmidt's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 7, 2013 - Present
ELMCORE SECURITIES LLC
Office #1: 500 W. Madison Street Suite 1000, Chicago, IL 60661Office #2: 500 W Madison Street, Suite 1000, Chicago, IL 60661April 11, 2012 - December 31, 2016
ELMCORE INVESTMENT ADVISORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/4/2019)
Exams
Series 28
Date: 2/2/2015
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
ELMCORE SECURITIES LLC
CRD#: 158922 / SEC#: , 8-68946
Contact information
FINRA licenses (7 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ELMCORE GROUP INC. | MEMBER | |
| DANCIU, FELIX GAVRIL | EXECUTIVE REPRESENTATIVE, CHIEF EXECUTIVE OFFICER, MANAGER | 4463642 |
| SCHMIDT, KIMBERLY C | FINOP & PRINCIPAL FINANCIAL OFFICER | 4551566 |
| SCHMIDT, KIMBERLY C | CHIEF COMPLIANCE OFFICER | 4551566 |
| SCHMIDT, KIMBERLY C | CHIEF OPERATING OFFICER & PRINCIPAL OPERATIONS OFFICER | 4551566 |
Red Flags
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