Jason E. Palmer
ONEAMERICA SECURITIES
Cottonwood Heights, UT 84047
Some features on this profile are disabled
CRD#: 4551465
Professional summary
Jason Earl Palmer, CFP® is a registered financial advisor currently at ONEAMERICA SECURITIES, INC. located in Cottonwood Heights, Utah.
Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Jason has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Non-variable insurance sales (fixed life, fixed annuities, health, P&C)**Owner: Palmer Capital Management, LLC - freelance editing and writing, individual real estate management, fixed insurance**Financial Educator: 8 Pillars and Intermountain Professional Education**Senior Pension Consultant: National Pension Partners**Board Member: Highland Acres Board of Trustees**Board Member: Witness Music Utah
CRS (Client Relationship Summary) - RIA
Click below to view Jason Earl Palmer's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jason Earl Palmer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
Experience
Current
February 16, 2011 - Present
ONEAMERICA SECURITIES, INC.
Office #1: 1225 E Fort Union Blvd Suite 350, Cottonwood Heights, UT 84047RIA
BD
CRD#: 4173
Cottonwood Heights, UT
Current
December 8, 2010 - Present
ONEAMERICA SECURITIES, INC.
Office #1: 1225 E Fort Union Blvd Suite 350, Cottonwood Heights, UT 84047RIA
BD
CRD#: 4173
Cottonwood Heights, UT
Past
March 10, 2005 - June 16, 2006
WELLS FARGO INVESTMENTS, LLC
RIA
CRD#: 10582
AMERICAN FORK, UT
Past
February 28, 2005 - June 16, 2006
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
AMERICAN FORK, UT
Past
August 21, 2002 - November 5, 2004
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ONEAMERICA SECURITIES, INC.
AUL EQUITY SALES CORP. | ONEAMERICA SECURITIES, INC.
CRD#: 4173 / SEC#: 801-56819, 8-15009
RIA
Registered Investment Advisory firm - SEC (9/13/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Alabama(10/28/2022)
IAR
Arizona(2/9/2021)
RR
California(4/24/2012)
IAR
California(8/27/2020)
RR
Florida(4/18/2013)
IAR
Florida(4/19/2013)
RR
Georgia(3/11/2020)
IAR
Georgia(3/12/2020)
IAR
Idaho(3/14/2018)
IAR
Kentucky(1/9/2017)
RR
Nevada(1/16/2013)
IAR
Nevada(1/20/2017)
RR
Texas(11/11/2021)
IAR
Texas(11/11/2021)
RR
Utah(12/15/2010)
IAR
Utah(2/16/2011)
IAR
Virginia(12/14/2021)
RR
Wyoming(5/13/2022)
IAR
Wyoming(5/13/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ONEAMERICA SECURITIES, INC.
AUL EQUITY SALES CORP. | ONEAMERICA SECURITIES, INC.
CRD#: 4173 / SEC#: 801-56819, 8-15009
RIA
Registered Investment Advisory firm - SEC (9/13/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
One American Square, Indianapolis, IN 46282
Mailing Address
One American Square P.o. Box 1984, Indianapolis, IN 46206-1984
Phone number
(317) 285-1877
Established
Indiana since 06/04/1969
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
326
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN UNITED LIFE INSURANCE COMPANY | PARENT | |
| BICKEL, KORY LLOYD | CHIEF COMPLIANCE OFFICER | 5424722 |
| CAYETANO, NICHOLAS ADAM | AML OFFICER | 7237505 |
| FLEETWOOD, MATTHEW THOMAS | CHAIRMAN OF THE BOARD/PRESIDENT/CEO/DIRECTOR | 4109266 |
| HARTLEY, BRYAN KEITH | FINOP | 5664171 |
| HOYLE, JASON ANDREW | DIRECTOR | 6027238 |
| JUNKER, DAVID A | DIRECTOR | 2442538 |
| LIONBERGER, TAYLOR W | SALES DEVELOPMENT DIRECTOR | 5931321 |
| MCGOFF, SEAN PATRICK | CHIEF COUNSEL & SECRETARY | 5801826 |
| SANDELSKI, DENNIS JOSEPH | AVP, TAX | 7244469 |
| SMILEY, ERIC DAVID | VP, DIRECTOR OF OPERATIONS | 2978413 |
| SNYDER, DANIEL R | TREASURER | 7318687 |
| WEYER, SHAUN CHRISTOPHER | SALES DEVELOPMENT DIRECTOR | 4607359 |
| YANG, CHUANMING | CHIEF INFORMATION SECURITY OFFICER | 7527042 |
Regulatory assets under management
| Total Number of Accounts | 2,118 |
| AUM (Assets Under Management) | $ 299,940,768 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
