Arthur Mckee

MCKEE INVESTMENT PLANNING

CLERMONT, FL

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CRD#: 4551443

Professional summary

Arthur Mckee IV, CFP®, who also goes by Arthur Mckee IV, is a registered financial advisor currently at MCKEE INVESTMENT PLANNING, INC. located in Clermont, Florida.

Arthur is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Arthur has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Arthur Mckee Iv

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Arthur Mckee IV's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

June 11, 2004 - Present

MCKEE INVESTMENT PLANNING, INC.

RIA

CRD#: 126676

CLERMONT, FL

Past

July 17, 2002 - March 19, 2003

LEGG MASON WOOD WALKER, INCORPORATED

RIA

CRD#: 6555

ORLANDO, FL

Past

July 9, 2002 - March 19, 2003

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/11/2004)

IAR

Georgia
(10/11/2024)

IAR

South Carolina
(10/8/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/15/2002

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 7/8/2002

General Securities Representative Examination

Current Firm

MCKEE INVESTMENT PLANNING, INC.

MCKEE FINANCIAL SERVICES, INC. | MCKEE INVESTMENT PLANNING, INC.

CRD#: 126676 / SEC#:

Florida

Registered Investment Advisory firm - (6/11/2004 Approved)

Georgia

Registered Investment Advisory firm - (10/11/2024 Approved)

Michigan

Registered Investment Advisory firm - (9/13/2024 Terminated)

North Carolina

Registered Investment Advisory firm - (9/19/2024 Terminated)

South Carolina

Registered Investment Advisory firm - (10/8/2024 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Clermont, FL

Mailing Address

Po Box 120867, Clermont, FL 34712-0867

Phone number

(352) 408-4710

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	647
AUM (Assets Under Management)	$ 98,742,368

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Arthur Mckee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Arthur Mckee IV's CRS (Customer Relationship Summary).

Certified licenses

Experience

MCKEE INVESTMENT PLANNING, INC.

LEGG MASON WOOD WALKER, INCORPORATED

LEGG MASON WOOD WALKER, INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 7/15/2002

Series 7

Date: 7/8/2002

Current Firm

MCKEE INVESTMENT PLANNING, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MCKEE INVESTMENT PLANNING, INC.

TRUST BUT VERIFY

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