Eric A. Reehl
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Allen Reehl was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 2002. Eric had worked at 1 firm and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 15, 2002 - April 23, 2004
GIULIANI CAPITAL ADVISORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GIULIANI CAPITAL ADVISORS LLC
CRD#: 111140 / SEC#: , 8-53154
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GIULIANI PARTNERS LLC | SHAREHOLDER | |
| OESTERLE, STEVEN DONALD | CEO/CHAIRMAN GCA ADVISORY COMMITTEE | 4368743 |
| CARTER, JAMES WALTER | SHAREHOLDER/MEMBER OF GCA ADVISORY COMMITTEE | 4360767 |
| COMELLA, MICHELLE MARIE | CHIEF COMPLIANCE OFFICER | |
| SADZEWICZ, GERY JOSEPH | ACTING CHIEF FINANCIAL OFFICER | 1090963 |
| SCHWAB, PETER MARTIN | SHAREHOLDER/COO/MEMBER OF GCA ADVISORY COMMITTEE | 4360064 |
| SOLIMENE, LEWIS WILLIAM JR | SHAREHOLDER/MEMBER OF GCA ADVISORY COMMITTEE | 3181123 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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