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Cheing Laron Winston

CRD# 4551346·Registered 2002 - 2004
Previously Registered: Being a previously registered professional could mean that Cheing is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Cheing Laron Winston was a registered financial advisor. Cheing was a previously registered financial advisor and started their career in finance 2002 - 2004. Cheing had worked at 3 firms and has passed the Series 66 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

WESTROCK ADVISORS, INC.·CRD# 114338
BD
New York, NY
June 5, 2003 - April 5, 2004
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
RIA
Annapolis, MD
October 2, 2002 - April 15, 2003
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
September 17, 2002 - April 15, 2003
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
September 17, 2002 - April 15, 2003

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Current Firm

WA
WESTROCK ADVISORS, INC.

WESTROCK ADVISORS, INC.

CRD#: 114338 / SEC#: 8-53419
BD
Terminated by SEC on 08/07/2011

Contact Information

Established

New York since 08/30/1995

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
WESTROCK GROUP INCSHH—
DINATALE, ELIZABETH ANNEFINOP1960549
HUNTER, DONALD HORTON JRPRESIDENT1849030
LEVINE, JOAN DOLORESCOO207124
SHAPIRO, ANDREW JAYCHIEF COMPLIANCE OFFICER, ROSFP1104658

Disclosures

Regulatory Event

13

Arbitration

9

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Oct 2002About the Series 66 exam

Series 7 — General Securities Representative Examination

Passed Sep 2002About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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