Benjamin D. Wilson

WILSON & BOUCHER CAPITAL MANAGEMENT

Fairfax, CA 94930

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CRD#: 4551276

Professional summary

Benjamin Duncan Wilson, CFP® is a registered financial advisor currently at WILSON & BOUCHER CAPITAL MANAGEMENT, LLC located in Fairfax, California.

Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Benjamin has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Duncan Wilson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2010

Experience

Current

February 16, 2005 - Present

WILSON & BOUCHER CAPITAL MANAGEMENT, LLC

Office #1: 85 Bolinas Road Suite 16, Fairfax, CA 94930

RIA

CRD#: 134076

Fairfax, CA

Past

May 14, 2001 - April 13, 2005

SDR CAPITAL MANAGEMENT, INC.

RIA

CRD#: 109858

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WILSON & BOUCHER CAPITAL MANAGEMENT, LLC

CRD#: 134076 / SEC#: 801-100476

RIA

Registered Investment Advisory firm - (7/8/2015 Approved)

California

Registered Investment Advisory firm - (11/20/2015 Terminated)

Louisiana

Registered Investment Advisory firm - (11/17/2014 Terminated)

Texas

Registered Investment Advisory firm - (10/21/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/16/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/3/2001

Uniform Investment Adviser Law Examination

Current Firm

WILSON & BOUCHER CAPITAL MANAGEMENT, LLC

CRD#: 134076 / SEC#: 801-100476

RIA

Registered Investment Advisory firm - (7/8/2015 Approved)

California

Registered Investment Advisory firm - (11/20/2015 Terminated)

Louisiana

Registered Investment Advisory firm - (11/17/2014 Terminated)

Texas

Registered Investment Advisory firm - (10/21/2015 Terminated)

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Contact information

Main Address

Orinda, CA

Mailing Address

1480 Moraga Road. #c351, Moraga, CA 94556

Phone number

(800) 381-8610

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE DOCUMENT FOR ALL CLIENTS (3/18/2025)

Regulatory assets under management

Total Number of Accounts	476
AUM (Assets Under Management)	$ 264,410,900

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Benjamin D. Wilson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Duncan Wilson's CRS (Customer Relationship Summary).

Certified licenses

Experience

WILSON & BOUCHER CAPITAL MANAGEMENT, LLC

SDR CAPITAL MANAGEMENT, INC.

Primary Firm SEC Registration

WILSON & BOUCHER CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/3/2001

Current Firm

WILSON & BOUCHER CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WILSON & BOUCHER CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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