Michael P. Fisherman
Professional summary
Michael P Fisherman, who also goes by Michael Preschel Fisherman, is a registered financial advisor currently at ZUCKERMAN INVESTMENT GROUP located in Chicago, Illinois.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Michael has worked at 3 firms and has passed the Series 65, Series 63, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael P Fisherman's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 28, 2019 - Present
ZUCKERMAN INVESTMENT GROUP
Office #1: 155 North Wacker Drive Suite 1700, Chicago, IL 60606October 25, 2004 - July 12, 2005
INDEPENDENT RESEARCH GROUP LLC
June 18, 2002 - August 19, 2002
BANC OF AMERICA SPECIALIST, INC.
Primary Firm SEC Registration
ZUCKERMAN INVESTMENT GROUP
CRD#: 137785 / SEC#: 801-65050
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/28/2019)
Exams
Current Firm
ZUCKERMAN INVESTMENT GROUP
CRD#: 137785 / SEC#: 801-65050
Contact information
SEC notice filing (11 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,369 |
| AUM (Assets Under Management) | $ 1,899,810,940 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/26/2024 | ||
| 10/30/2023 | ||
| 08/09/2022 |
Red Flags
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