Robyn K. Schulte
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robyn Kaye Schulte, CIMA®, who also goes by Robyn Kaye Schulte, was a registered financial professional .
Robyn is a previously registered financial professional and started their career in finance in 2002. Robyn had worked at 8 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 20, 2010 - February 8, 2012
OPTIMUM INVESTMENT ADVISORS, LLC
September 24, 2009 - October 26, 2010
LPL FINANCIAL LLC
September 22, 2009 - October 26, 2010
LPL FINANCIAL LLC
June 20, 2006 - October 3, 2007
FELDMAN SECURITIES GROUP L.L.C.
June 20, 2006 - October 3, 2007
FELDMAN SECURITIES GROUP L.L.C.
June 9, 2005 - June 13, 2006
VAN KAMPEN ADVISORS INC
May 17, 2004 - June 13, 2006
INVESCO CAPITAL MARKETS, INC.
September 25, 2003 - May 10, 2004
PRINCIPAL SECURITIES, INC.
August 2, 2002 - September 9, 2003
IDS LIFE INSURANCE COMPANY
August 2, 2002 - September 9, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OPTIMUM INVESTMENT ADVISORS, LLC
CRD#: 105182 / SEC#: 801-35773
Contact information
Regulatory assets under management
| Total Number of Accounts | 426 |
| AUM (Assets Under Management) | $ 321,771,981 |
Red Flags
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