Kurt A. Berry

ADVISOR SHARE WEALTH MANAGEMENT

Elizabethton, TN 37643

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CRD#: 4550773

Professional summary

Kurt Allen Berry is a registered financial advisor currently at ADVISOR SHARE WEALTH MANAGEMENT, LLC located in Elizabethton, Tennessee.

Kurt is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Kurt has worked at 12 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kurt Allen Berry's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 2, 2025 - Present

ADVISOR SHARE WEALTH MANAGEMENT, LLC

Office #1: 707 e Elk Ave, Ste 2, Elizabethton, TN 37643

RIA

CRD#: 307997

Elizabethton, TN

Past

July 8, 2022 - January 6, 2025

FIRST ADVISORS NATIONAL, LLC

RIA

CRD#: 166212

Johnson City, TN

Past

November 5, 2019 - July 7, 2022

VANDERBILT ADVISORY SERVICES

RIA

CRD#: 116537

Rockford, IL

Past

November 1, 2019 - July 7, 2022

VANDERBILT SECURITIES, LLC

CRD#: 5953

Elizabethton, TN

Past

October 5, 2016 - November 6, 2019

REGAL INVESTMENT ADVISORS LLC

RIA

CRD#: 125004

Rockford, IL

Past

October 5, 2016 - November 6, 2019

REGULUS FINANCIAL GROUP, LLC

CRD#: 150631

Rockford, IL

Past

June 6, 2011 - June 18, 2013

WISCONSIN FINANCIAL ADVISORS, LLC

RIA

CRD#: 149220

ROCKFORD, IL

Past

May 10, 2011 - October 7, 2016

ON INVESTMENT MANAGEMENT CO

RIA

CRD#: 105662

LOVES PARK, IL

Past

May 9, 2011 - October 7, 2016

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

ROCKFORD, IL

Past

July 22, 2005 - May 13, 2011

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

LOVES PARK, IL

Past

July 22, 2005 - May 13, 2011

MML INVESTORS SERVICES, LLC

CRD#: 10409

LOVES PARK, IL

Past

December 10, 2003 - August 12, 2005

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

LOVES PARK, IL

Past

April 15, 2003 - August 12, 2005

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

August 20, 2002 - March 11, 2003

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ADVISOR SHARE WEALTH MANAGEMENT, LLC

ADVISOR SHARE WEALTH MANAGEMENT | PEACE OF MIND PLANNING LLC | ADVISOR SHARE WEALTH MANAGEMENT, LLC

CRD#: 307997 / SEC#: 801-127122

RIA

Registered Investment Advisory firm - (1/3/2023 Approved)

Michigan

Registered Investment Advisory firm - (1/19/2023 Terminated)

Nevada

Registered Investment Advisory firm - (2/13/2023 Terminated)

Oklahoma

Registered Investment Advisory firm - (5/22/2023 Cancelled)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/3/2025)

IAR

Iowa
(1/3/2025)

IAR

Minnesota
(1/6/2025)

IAR

Tennessee
(1/6/2025)

IAR

Texas
(1/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/2/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/22/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/19/2002

General Securities Representative Examination

Current Firm

ADVISOR SHARE WEALTH MANAGEMENT, LLC

ADVISOR SHARE WEALTH MANAGEMENT | PEACE OF MIND PLANNING LLC | ADVISOR SHARE WEALTH MANAGEMENT, LLC

CRD#: 307997 / SEC#: 801-127122

RIA

Registered Investment Advisory firm - (1/3/2023 Approved)

Michigan

Registered Investment Advisory firm - (1/19/2023 Terminated)

Nevada

Registered Investment Advisory firm - (2/13/2023 Terminated)

Oklahoma

Registered Investment Advisory firm - (5/22/2023 Cancelled)

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Contact information

Main Address

13215 Se Mill Plain Blvd Suite C8-321, Vancouver, WA 98684

Mailing Address

Phone number

(866) 232-3251

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (33 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (POM) (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,429
AUM (Assets Under Management)	$ 185,181,144

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kurt A. Berry

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kurt Allen Berry's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST ADVISORS NATIONAL, LLC

VANDERBILT ADVISORY SERVICES

VANDERBILT SECURITIES, LLC

REGAL INVESTMENT ADVISORS LLC

REGULUS FINANCIAL GROUP, LLC

WISCONSIN FINANCIAL ADVISORS, LLC

ON INVESTMENT MANAGEMENT CO

THE O.N. EQUITY SALES COMPANY

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

EDWARD JONES

Primary Firm SEC Registration

ADVISOR SHARE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/2/2003

Series 63

Date: 8/22/2002

SIE

Date: 10/1/2018

Series 7

Date: 8/19/2002

Current Firm

ADVISOR SHARE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (33 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ADVISOR SHARE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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