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RM

Reid S. Malvin

Some features on this profile are disabled
CRD#: 4550756
RM

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Reid Steven Malvin, who also goes by Reid Steven Malvin, was a registered financial professional .

Reid is a previously registered financial professional and started their career in finance in 2002. Reid had worked at 8 firms and has passed the Series 63, Series 65, Series 82TO, SIE, Series 62 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Reid Steven Malvin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) REC WEALTH MANAGEMENT, LLC D/B/A, NON-INVESTMENT RELATED, FOUNDER & CEO, START: 07/2013, FREEHOLD, NJ 3 HRS/MONTH, ZERO DURING TRADING HRS...(2) 444 HOLDINGS, LLC, NON-INVESTMENT RELATED, POTENTIAL REAL ESTATE ACQUISITONS, MANAGER, MILLSTONE TOWNSHIP, NJ, START 05/2013, 3 HRS PER MONTH, ZERO DURING TRADING HRS.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 16, 2022 - May 26, 2023

ATCAP PARTNERS, LLC

RIA
CRD#: 158214
Millstone Township, NJ
Past

August 4, 2022 - May 26, 2023

CEROS FINANCIAL SERVICES, INC.

BD
CRD#: 37869
Freehold, NJ
Past

July 22, 2022 - August 9, 2022

B. RILEY WEALTH MANAGEMENT

BD
CRD#: 2543
FREEHOLD, NJ
Past

January 29, 2010 - August 9, 2022

B. RILEY WEALTH ADVISORS, INC.

RIA
CRD#: 115927
FREEHOLD, NJ
Past

December 23, 2009 - July 22, 2022

NATIONAL SECURITIES CORPORATION

BD
CRD#: 7569
FREEHOLD, NJ
Past

June 2, 2004 - December 24, 2009

GUNNALLEN FINANCIAL, INC

RIA
CRD#: 17609
EATONTOWN, NJ
Past

April 16, 2004 - December 24, 2009

GUNNALLEN FINANCIAL, INC

BD
CRD#: 17609
EATONTOWN, NJ
Past

June 4, 2003 - May 10, 2004

MILESTONE GROUP MANAGEMENT LLC

BD
CRD#: 44486
LAKE SUCCESS, NY
Past

October 22, 2002 - June 5, 2003

WADDELL & REED

RIA
CRD#: 866
NORTH HAVEN , CT
Past

August 9, 2002 - June 5, 2003

WADDELL & REED

BD
CRD#: 866
OVERLAND PARK, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AP
ATCAP PARTNERS, LLC
ATCAP PARTNERS, LLC | KENSINGTON ANALYTICS | FORTE CAPITAL GROUP | CRITICAL MATH

CRD#: 158214 / SEC#: 801-72617

RIA
Registered Investment Advisory firm - (7/25/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 10/18/2002
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 10/15/2002
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 2/11/2023
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 62
Date: 9/24/2003
Corporate Securities Limited Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 8/8/2002
Investment Company Products/Variable Contracts Representative Examination

Current Firm

AP
ATCAP PARTNERS, LLC
ATCAP PARTNERS, LLC | KENSINGTON ANALYTICS | FORTE CAPITAL GROUP | CRITICAL MATH

CRD#: 158214 / SEC#: 801-72617

RIA
Registered Investment Advisory firm - (7/25/2011 Approved)
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Contact information

Main Address
1445 Research Boulevard #530, Rockville, MD 20850
Mailing Address
Phone number
(866) 842-3356
Established
Firm type
Fiscal year end
# of Employees
23

SEC notice filing (17 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ATCAP PARTNERS- JULY 2022 (3/25/2025)

Regulatory assets under management

Total Number of Accounts220
AUM (Assets Under Management)$ 62,948,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ATCAP PARTNERS, LLC

CRD#: 158214

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