Katherine A. Hill Ritchie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Katherine Anne Hill Ritchie, who also goes by Katherine Anne Hill, was a registered financial professional .
Katherine is a previously registered financial professional and started their career in finance in 2004. Katherine had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 2020 - March 15, 2023
SHARENETT SECURITIES LLC
December 7, 2015 - March 28, 2018
ALPHASOURCE CAPITAL SECURITIES LLC
July 10, 2015 - November 19, 2015
DRIVEWEALTH INSTITUTIONAL LLC
February 26, 2014 - June 16, 2015
PEX GLOBAL INC.
March 12, 2007 - April 19, 2007
WEDGE ALTERNATIVES LLC
January 30, 2004 - March 1, 2006
CHANNEL CAPITAL GROUP LLC
State Registrations and Notice Filings
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Exams
Current Firm
SHARENETT SECURITIES LLC
CRD#: 151011 / SEC#: , 8-68326
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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