Andrew C. Federspiel
Professional summary
Andrew Christian Federspiel is a registered financial professional currently at PACIFIC SELECT DISTRIBUTORS, LLC located in Newport Beach, California.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 2002. Andrew has worked at 9 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Christian Federspiel's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 19, 2024 - Present
PACIFIC SELECT DISTRIBUTORS, LLC
Office #1: 700 Newport Center Drive, Newport Beach, CA 92660December 14, 2022 - May 31, 2024
PURSHE KAPLAN STERLING INVESTMENTS
February 12, 2019 - July 28, 2021
TLG ADVISORS, INC.
March 7, 2018 - February 11, 2019
TLG ADVISORS, INC.
February 21, 2018 - July 28, 2021
THE LEADERS GROUP, INC.
October 31, 2016 - December 22, 2016
MML INVESTORS SERVICES, LLC
July 20, 2016 - December 22, 2016
MML INVESTORS SERVICES, LLC
February 6, 2014 - March 24, 2016
CAPITAL BROKERAGE CORPORATION
November 25, 2009 - March 21, 2012
CAPITAL BROKERAGE CORPORATION
June 26, 2008 - February 23, 2009
CAPITAL BROKERAGE CORPORATION
June 19, 2007 - June 3, 2008
WELLS FARGO CLEARING SERVICES, LLC
June 19, 2007 - June 3, 2008
WELLS FARGO CLEARING SERVICES, LLC
May 27, 2004 - September 26, 2005
WELLS FARGO CLEARING SERVICES, LLC
May 27, 2004 - September 26, 2005
WELLS FARGO CLEARING SERVICES, LLC
September 11, 2002 - September 19, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
August 27, 2002 - September 19, 2002
IDS LIFE INSURANCE COMPANY
August 27, 2002 - September 19, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/19/2024)
Exams
FINRA
Current Firm
PACIFIC SELECT DISTRIBUTORS, LLC
CRD#: 4452 / SEC#: , 8-15264
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PACIFIC LIFE INSURANCE COMPANY | PARENT OF APPLICANT | |
| DARE, BARBARA ALYCE | VICE PRESIDENT | 5074108 |
| KISSEL, GEOFFREY P | CHIEF EXECUTIVE OFFICER | 7499710 |
| LA ROQUE, SUZANNE MARIE | ASSISTANT VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 4222767 |
| SMITH, TREVOR TIMOTHY | VICE PRESIDENT, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATING OFFICER | 4844953 |
| YAMAUCHI, STARLA CHIN | VICE PRESIDENT, CORPORATE SECRETARY | 7721024 |
Red Flags
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