James M. Trosen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Monroe Trosen, CFP® was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2002. James had worked at 3 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2006
Experience
January 31, 2023 - August 29, 2024
BRIDGETOWN FINANCIAL GROUP, LLC
January 28, 2011 - December 27, 2022
BRIDGETOWN FINANCIAL GROUP, LLC
August 5, 2003 - January 26, 2011
VALIC FINANCIAL ADVISORS, INC.
June 26, 2002 - August 5, 2003
PRINCIPAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BRIDGETOWN FINANCIAL GROUP, LLC
CRD#: 156306 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 11 |
| AUM (Assets Under Management) | $ 12,618,959 |
Red Flags
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