Rebecca T. Hayes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rebecca Taylor Hayes, who also goes by Rebecca Taylor Fink, Beckie Taylor, Rebecca Brooke Taylor, was a registered financial professional .
Rebecca is a previously registered financial professional and started their career in finance in 2002. Rebecca had worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 2, 2010 - December 23, 2014
PLANNING SOLUTIONS GROUP, LLC
November 1, 2010 - July 26, 2013
TRIAD ADVISORS LLC
July 16, 2007 - November 3, 2010
OSAIC FA, INC.
July 13, 2007 - November 3, 2010
OSAIC FA, INC.
November 18, 2003 - July 25, 2005
VALIC FINANCIAL ADVISORS, INC.
June 26, 2002 - July 25, 2005
VALIC FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PLANNING SOLUTIONS GROUP, LLC
CRD#: 154118 / SEC#: 801-71722
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
