Laurent Boumaza

OAKWELL PRIVATE WEALTH MANAGEMENT

Austin, TX

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CRD#: 4550148

Professional summary

Laurent Boumaza, CFP®, who also goes by Lou Boumaza, is a registered financial advisor currently at OAKWELL PRIVATE WEALTH MANAGEMENT located in Austin, Texas.

Laurent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Laurent has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lou Boumaza

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Legacy CFO: No. 7719 Wood Hollow Dr. Suite 150. Austin, TX 78731.Non-Variable Insurance. Agent. Start: 09/2015. 1 hr/0 during trading. help clients assess appropriate needs and provide insurance as needed. 2) Landlord, not investment related. 13003 Meadowheath Cove, Austin, TX 78729/1001 Shadow Valley Cove, Cedar Park, TX 78616 Real estate. Landlord. start 05/2013. 1 hr/month, 0 during trading. Process lease payments monthly and send contractor as needed.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laurent Boumaza's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

September 16, 2015 - Present

OAKWELL PRIVATE WEALTH MANAGEMENT

RIA

CRD#: 162096

Austin, TX

Past

October 5, 2015 - December 31, 2017

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Austin, TX

Past

September 8, 2009 - September 24, 2015

LPL FINANCIAL LLC

CRD#: 6413

AUSTIN, TX

Past

December 8, 2008 - September 8, 2009

MUTUAL SERVICE CORPORATION

CRD#: 4806

AUSTIN, TX

Past

October 31, 2008 - December 15, 2008

OSAIC SERVICES, INC.

RIA

CRD#: 133763

AUSTIN, TX

Past

October 31, 2008 - December 15, 2008

OSAIC SERVICES, INC.

CRD#: 133763

AUSTIN, TX

Past

May 8, 2007 - September 17, 2015

STRATEGIC FINANCIAL CONCEPTS, LLC

RIA

CRD#: 141849

SAN ANTONIO, TX

Past

October 28, 2003 - October 31, 2008

AMERICAN GENERAL SECURITIES INCORPORATED

RIA

CRD#: 13626

AUSTIN, TX

Past

October 1, 2002 - October 31, 2008

AMERICAN GENERAL SECURITIES INCORPORATED

CRD#: 13626

AUSTIN, TX

Past

July 4, 2002 - October 1, 2002

AMERICAN GENERAL EQUITY SERVICES CORPORATION

CRD#: 5435

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OAKWELL PRIVATE WEALTH MANAGEMENT

ARK FINANCIAL GROUP | THE BELLWETHER GROUP, LLC | OAKWELL PRIVATE WEALTH MANAGEMENT, LLC | OAKWELL PRIVATE WEALTH MANAGEMENT | BELLWETHER WEALTH MANAGEMENT

CRD#: 162096 / SEC#: 801-110263

RIA

Registered Investment Advisory firm - (4/5/2017 Approved)

Texas

Registered Investment Advisory firm - (11/3/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(9/16/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/22/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/3/2002

General Securities Representative Examination

Current Firm

OAKWELL PRIVATE WEALTH MANAGEMENT

ARK FINANCIAL GROUP | THE BELLWETHER GROUP, LLC | OAKWELL PRIVATE WEALTH MANAGEMENT, LLC | OAKWELL PRIVATE WEALTH MANAGEMENT | BELLWETHER WEALTH MANAGEMENT

CRD#: 162096 / SEC#: 801-110263

RIA

Registered Investment Advisory firm - (4/5/2017 Approved)

Texas

Registered Investment Advisory firm - (11/3/2017 Terminated)

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Contact information

Main Address

3200 Steck Ave Suite 200, Austin, TX 78757

Mailing Address

Phone number

1-800-55OAKWELL

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

OAKWELL PRIVATE WEALTH MANAGEMENT ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	902
AUM (Assets Under Management)	$ 461,933,416

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Laurent Boumaza

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laurent Boumaza's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

LPL FINANCIAL LLC

MUTUAL SERVICE CORPORATION

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

STRATEGIC FINANCIAL CONCEPTS, LLC

AMERICAN GENERAL SECURITIES INCORPORATED

AMERICAN GENERAL SECURITIES INCORPORATED

AMERICAN GENERAL EQUITY SERVICES CORPORATION

Primary Firm SEC Registration

OAKWELL PRIVATE WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 7/22/2002

SIE

Date: 12/31/2017

Series 7

Date: 7/3/2002

Current Firm

OAKWELL PRIVATE WEALTH MANAGEMENT

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OAKWELL PRIVATE WEALTH MANAGEMENT

TRUST BUT VERIFY

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