David K. Walser
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Kimball Walser, who also goes by David Walser, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2001. David had worked at 4 firms and has passed the Series 63, Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 21, 2008 - April 3, 2013
GFO ADVISORY SERVICES, LLC
May 28, 2003 - December 3, 2007
INLIGN FINANCIAL, LLC
January 8, 2003 - May 1, 2008
INLIGN WEALTH MANAGEMENT, LLC
April 5, 2001 - June 26, 2002
BANC ONE INVESTMENT ADVISORS CORP
Primary Firm SEC Registration
GFO ADVISORY SERVICES, LLC
CRD#: 109278 / SEC#: 801-56752
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GFO ADVISORY SERVICES, LLC
CRD#: 109278 / SEC#: 801-56752
Contact information
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10 |
| AUM (Assets Under Management) | $ 290,648,483 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/26/2025 | ||
| 03/07/2024 | ||
| 04/17/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
