John A. Virant
Professional summary
John Andrew Virant JR was a registered financial advisor .
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1970. John had worked at 7 firms and has passed the Series 65, Series 63, PC, Series 15, Series 3, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Andrew Virant JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 21, 2023 - December 31, 2025
KRILOGY
May 11, 2010 - July 17, 2023
EIDELMAN VIRANT CAPITAL
February 1, 2007 - April 15, 2010
HM CAPITAL MANAGEMENT, LLC
July 1, 2003 - October 20, 2005
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - October 20, 2005
WELLS FARGO CLEARING SERVICES, LLC
June 19, 2000 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
June 19, 2000 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
May 19, 1988 - June 28, 2000
UBS FINANCIAL SERVICES INC.
November 23, 1981 - May 20, 1988
PRUDENTIAL EQUITY GROUP, LLC
August 10, 1970 - November 9, 1981
STIX & CO., INC.
Primary Firm SEC Registration
KRILOGY
CRD#: 149046 / SEC#: 801-69838
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/20/2023)
(1/24/2025)
Exams
PC
Date: 10/12/1988
AMEX Put and Call ExamSeries 15
Date: 3/7/1983
Foreign Currency Options ExaminationSeries 1
Date: 3/17/1967
Registered Representative ExaminationSeries 00
Date: 12/16/1972
General Securities Principal ExaminationCurrent Firm
KRILOGY
CRD#: 149046 / SEC#: 801-69838
Contact information
SEC notice filing (37 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,780 |
| AUM (Assets Under Management) | $ 4,954,332,013 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/13/2025 | ||
| 02/27/2025 | ||
| 10/12/2023 | ||
| 01/03/2023 |
Red Flags
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