Ronald E. Vioni

VIONI CAPITAL MANAGEMENT

SARASOTA, FL 34236

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CRD#: 455002

Professional summary

Ronald Edward Vioni is a registered financial advisor currently at VIONI CAPITAL MANAGEMENT, LLC located in Sarasota, Florida.

Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1970. Ronald has worked at 5 firms and has passed the Series 66, Series 65, Series 63, Series 7, PC and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Edward Vioni's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 25, 2009 - Present

VIONI CAPITAL MANAGEMENT, LLC

Office #1: 630 South Orange Avenue Suite 301c, Sarasota, FL 34236

RIA

CRD#: 149927

SARASOTA, FL

Past

April 2, 2009 - August 10, 2011

AMERICA NORTHCOAST SECURITIES, INC.

CRD#: 16076

SARASOTA, FL

Past

May 9, 1983 - January 5, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SARASOTA, FL

Past

September 26, 1978 - January 5, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

December 5, 1975 - September 26, 1978

WHITE, WELD & CO. INCORPORATED

CRD#: 6802

Past

July 28, 1970 - December 10, 1975

FAHNESTOCK INTERNATIONAL INC.

CRD#: 279

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/25/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/13/2009

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 3/6/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/11/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/1/2009

General Securities Representative Examination

General Industry/Product Exam

PC

Date: 9/7/1977

AMEX Put and Call Exam

General Industry/Product Exam

Series 1

Date: 3/13/1967

Registered Representative Examination

Current Firm

VIONI CAPITAL MANAGEMENT, LLC

VIONI CAPITAL MANAGEMENT | VIONI CAPITAL MANAGEMENT, LLC

CRD#: 149927 / SEC#: 801-70215

RIA

Registered Investment Advisory firm - (4/26/2012 Terminated)

Florida

Registered Investment Advisory firm - (4/24/2012 Approved)

New Jersey

Registered Investment Advisory firm - (11/14/2025 Terminated)

New York

Registered Investment Advisory firm - (11/7/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

630 South Orange Avenue Suite 301c, Sarasota, FL 34236

Mailing Address

Phone number

(941) 362-0870

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	56
AUM (Assets Under Management)	$ 77,468,578

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ronald E. Vioni

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Edward Vioni's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERICA NORTHCOAST SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WHITE, WELD & CO. INCORPORATED

FAHNESTOCK INTERNATIONAL INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/13/2009

Series 65

Date: 3/6/2001

Series 63

Date: 1/11/1983

Series 7

Date: 4/1/2009

PC

Date: 9/7/1977

Series 1

Date: 3/13/1967

Current Firm

VIONI CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

VIONI CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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