Edward D. Buxton

NEWMAN DIGNAN & SHEERAR,

Providence, RI 02903

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CRD#: 4549995

Professional summary

Edward David Buxton is a registered financial advisor currently at NEWMAN DIGNAN & SHEERAR, INC located in Providence, Rhode Island.

Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Edward has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward David Buxton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 24, 2003 - Present

NEWMAN DIGNAN & SHEERAR, INC

Office #1: 260 West Exchange Street Suite 302, Providence, RI 02903

RIA

CRD#: 107565

Providence, RI

Past

May 16, 2000 - January 27, 2003

FLEET INVESTMENT ADVISORS INC.

RIA

CRD#: 108403

PROVIDENCE, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NEWMAN DIGNAN & SHEERAR, INC

NDS WEALTH ADVISORS | NEWMAN DIGNAN & SHEERAR, INC | NEWMAN DIGNAN & SHEERAR INC

CRD#: 107565 / SEC#: 801-41412

RIA

Registered Investment Advisory firm - (5/7/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(2/15/2024)

IAR

Rhode Island
(2/24/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/15/2000

Uniform Investment Adviser Law Examination

Current Firm

NEWMAN DIGNAN & SHEERAR, INC

NDS WEALTH ADVISORS | NEWMAN DIGNAN & SHEERAR, INC | NEWMAN DIGNAN & SHEERAR INC

CRD#: 107565 / SEC#: 801-41412

RIA

Registered Investment Advisory firm - (5/7/1992 Approved)

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Contact information

Main Address

260 West Exchange Street Suite 302, Providence, RI 02903

Mailing Address

Phone number

(401) 351-4010

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/20/2025)

Regulatory assets under management

Total Number of Accounts	1,081
AUM (Assets Under Management)	$ 669,244,675

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/29/2025	Cover Page	Report
03/25/2024	Cover Page	Report
02/22/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Edward D. Buxton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward David Buxton's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEWMAN DIGNAN & SHEERAR, INC

FLEET INVESTMENT ADVISORS INC.

Primary Firm SEC Registration

NEWMAN DIGNAN & SHEERAR, INC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/15/2000

Current Firm

NEWMAN DIGNAN & SHEERAR, INC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

NEWMAN DIGNAN & SHEERAR, INC

TRUST BUT VERIFY

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