Jerron L. Barnes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerron Lamarc Barnes was a registered financial professional .
Jerron is a previously registered financial professional and started their career in finance in 2002. Jerron had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 19, 2015 - February 1, 2023
AVANTAX ADVISORY SERVICES
December 10, 2014 - February 1, 2023
AVANTAX INVESTMENT SERVICES, INC.
June 1, 2005 - December 23, 2014
FARMERS FINANCIAL SOLUTIONS, LLC
February 18, 2004 - April 29, 2005
1ST GLOBAL ADVISORS INC
April 10, 2003 - April 29, 2005
1ST GLOBAL CAPITAL CORP.
June 21, 2002 - April 11, 2003
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AVANTAX ADVISORY SERVICES
CRD#: 104556 / SEC#: 801-29892
Contact information
Regulatory assets under management
| Total Number of Accounts | 140,306 |
| AUM (Assets Under Management) | $ 46,109,939,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
