Todd A. Sweet
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Todd Alan Sweet was a registered financial professional .
Todd is a previously registered financial professional and started their career in finance in 2014. Todd had worked at 4 firms and has passed the Series 66, Series 7TO, SIE, Series 34, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 31, 2018 - May 11, 2021
TRADEWISE ADVISORS, INC.
December 15, 2016 - September 4, 2018
TD AMERITRADE CLEARING, INC.
April 27, 2015 - July 20, 2021
TD AMERITRADE, INC.
April 27, 2015 - July 20, 2021
TD AMERITRADE, INC.
June 9, 2014 - April 23, 2015
TCFG WEALTH MANAGEMENT, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 4/28/2024
General Securities Representative ExaminationCurrent Firm
TRADEWISE ADVISORS, INC.
CRD#: 153744 / SEC#: 801-71403
Contact information
Red Flags
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